EFTA Document EFTA01453639

e an SOUTHERN FINAN Request 182298 r As of 03 Apr 14 03 Apr 2014 Page 2 Of 2 Osubchs Bank AO SOUTHERN FINANCIAL. LW FX•0pam. Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEurcept FXOneBatOneT ouchOpt FXOneBarOneT ouchOpt EXOnef3anOneT ouchOpt ExEuroOpl FXDigtalept 21-Nor-2013 20.flov.2014 25-Nov-2014 (LOCO C(0Y)) USD 21-Nov-2013 20-Nov-2014 25-11m4014 (21.000.(0) USD 21-Nov-2013 20-Nov2014 25-Nov-2014 (21,M0 00) USD 21-Nov-2013 20-Nov-2014 254104014 (21.000 WI USD 31-Jan-2014 OI.May-2014 07-May-2014 (10.000,0(A03) USD 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1000.0(00D) USD 101.000.000 0 0 0 1.025000.000 JPY JPY JPY FY SY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EUROPEAN EUROPEAN ELRCPEAN CALL CALL CALL 1010000 0.0003 0.0000 0.0000 1025000 375960 :-th 266::.! 10.15998 8,49751 7,05987 ,,175.V.r5 42i :la 782(k) Subtotal. .:•13839.8& Commodities • Woes Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Putt Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Derivative 13-Mar.2014 15-May-2014 22-May-2014 LONG EUROPEAN WTI 100.00000 USD 0 CCOO !I' r.-!Ji r.!3! Subtotal: ) Statement ID: 182298_20140403_20140404_1 Total: (327,775.94) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111372 SDNY_GM_00257556 EFTA01453639