EFTA Document EFTA01453671

e an raup SOUTHERN FINANCIAL, LLC Rowena M of 07 Apr 14 07,40 2014 Pap 2 Of 3 Deutichs Bark AO SOUTHERN FINANCIAL, LW Wo0Plbee Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FkEuroCial 21;Noo-2013 20.Nov.2014 25-Nov-2014 (1,000 03000) USD FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 2014w-2014 25-Nov-2014 (21.000(0) USD FINANCIAL. LLC oichOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2011ov.2014 25-Nov-2014 (21,M0 COI USD FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10000003 03) USD FINANCIAL. LLC SOUTHERN FXDgtalCpt 13-Mar-2014 14-Apr-2014 15-44.-2014 (': 0000(000) USD FINANCIAL, LLC 101,000,000 0 [repeated 3 times] 1.025.000.000 JPY FY PT SHORT LONG SHORT SHORT EUROPEAN EURCPEAN EURCPEAN EUROPEAN CALL 101 0000 0.0003 0.000D 0.0000 1025000 375960 :≥5:i 1/..h 1.ti 11.107 39 9.22999 7.607 72 •,!tr; 279 72! t5 C20 Z5) Subtotal: ;125 rn i' i: Omisodda - Dednes Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG LLC Derivative EUROPEAN WTI 103.00003 USD ( 1 i5.3M et.) Subtotal: I 175 ,:.;-.' Costes • Base INN Durkiens Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Putt Call Ref. Entity NoLAmt 1 Not.C.cy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN Canmodity0piEu 03-Apr-2014 05-Dec-20I4 05-Dec-20I4 SHORT EUROPEAN FINANCIAL, LLC ro Basetnetal Statement ID CALL XCU (3 mcco (0) USD lity.(00)MT25 0 7,000 0003 The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111424 PROT1 PROT0