EFTA Document EFTA01454147

e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 09 May 14 09 May 2014 Page 2 Of 2 Doubts Bank AG SOUTHERN FINANCIAL, LLC rx ;60tlars Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotArnt 1 I Not.Ccy Not.Amt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl FINANCIAL. LLC SOUTHERN FXOneBanDneT FINANCIAL. LLC owhOpt SOUTHERN FXOneBarOneT FINANCIAL. LLC ouchOpl SOUTHERN FXOneBananeT FINANCIAL. LLC ouchOpt 21-Nou2013 20-Nov-2014 25-Nov-2014 (1.000 OW: USD 2 I-NI:y.2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 21-Nw.2013 2011ak2014 25-Nov-2014 (21.0)0 00) USD 21-Nov-2013 20-Nov.2014 254104014 (21.000 MI USD 101030000 0 0 0 JPY JPY JPY FY SHORT LONG LONG LONG EUROPEAN EUICPEAN EUROPEAN EtPCPFAN CALL 1010000 0.000D 0.00DD 0.0000 :24 C•c.6 41i 12.252 13 9,67252 7,53692 Subtotal: 1.865 11 Commodities • Base Metal Dertradves Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTFERPI CommoclhOpEu FINANCIAL. LLC ro BaseMetal 03-Apr-2014 OF>Dec-20I 4 05.Dec-2014 SHORT EURCPEAN CALL XCU le.7W.COD 331 USD (FLI 00] MT25 0 7.000 0000 (21.?E<Q, 16! Subtotal: (233583'6) Statement ID : 182298_20140509_20140512_1 iglat (234,718.05) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112102 SDNY_GM_00258286 EFTA01454147