EFTA Document EFTA01454249

e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 15 May 14 15 May 2014 Page 2 Of 2 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC FX Settlement NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Put? Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEural 21-Nor-2013 20.10%42014 25.11ov-2014 (1.002003 00) USD 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBatOneT 21-Not-2013 2041w-2014 25-Nor-2014 (21.00060) USD 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3arOneT 21-Nor-2013 2611ov2014 25-Nor-2014 (21,M0 COI USD 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3aoaneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1.21.0IXI001 USD 710423465 FINANCIAL. LLC ouchOpl 101.030.000 0 [repeated 3 times] JPY [repeated 4 times] SHORT LONG [repeated 3 times] ELFtOPEAN EUROPEAN EUROPEAN Et-Pa:SAN CALL 1010000 0.0000 [repeated 3 times] :20 C.40 41) 12.51898 9,87778 7.69122 Subtotal: 6.547 57 Commodities • Base Metal Daiwa*** Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 395494367/ SONTFERN CommodhOpEu 03-Apr-2014 Of>Dec-20I 4 05-Dec-2014 SHORT ELRCPEAN CALL 778126396 FINANCIAL. LLC ro Reservist& XCU te.7W.COD 00) USD ;FL' 001MT25 0 7.000 0000 035.750 6th Subtotal: (33663 56 Statement ID : 182298_20140515_20140516_1 Total: (330,203.02) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112248 PROT1 PROT0