EFTA Document EFTA01454301

e an raup SOUTHERN FINANCIAL, LLC Request 182298 - As of 23 May 14 24 May 2014 Page 2 Of 2 Eisubdis Bank AO SOUTHERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) 3663644351 SOUTHERN 710423459 FINANCIAL. LLC 366364436/ SOUTHERN 710423461 FINANCIAL. LLC 366364436/ SOUTHERN 710423463 FINANCIAL. LLC 366364436/ SOUTHERN 710423465 FINANCIAL. LLC ExEunal EXOneBatOneT ouchCpl EXOne8arOneT oucb0pI EXOnet3340neT ouchOpl 21-No/4013 2041w2014 2541ov..2014 (1.000 OCO 00) USD 21-Noe-2013 2041o/.2014 2541o4014 (21.00000) USD 21-Nob2013 20.Nov.2014 254,1o4014 (21,M0 001 USD 21-Nov-2013 20-Nov.2014 26Nov.2014 121.000 001 USD 101,000000 0 0 0 JPY JPY JPY JPY SHORT LONG LONG LONG ELROPEAN EUICPEAN EUROPEAN ELPCPEAN CALL 1010000 0.0003 0.0030 0.0000 :23 E ie, 2,-fi 11.436 81 8,82629 6.71857 Subtotal: 3.342 76 Commedlbes • Base Metal Derivatives Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not. Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 3%5194367/ SOUTHERN 778126395 FINANCIAL. LLC CommocthOpEu ro ElaseMetal 03-Apr-2014 OF>Dec-20I 4 OS Dec-2014 SHORT EUROPEAN CALL XCU te.7W.COD 331 USD (f..0 001MT25 0 7.000 0000 (373038 IN Subtotal: 1373838 40; Statement ID 1.01 (370,465.63) The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112318 SDNY_GM_00258502 EFTA01454301