EFTA Document EFTA01454340

71771 , 1711:711 1 7e 4771 .Th Yr i rri lr ir:17 7.77 . 7 fleffijekNalliallaW 03 Jun 2014 Page 2 Of 2 Daubs:he Bank AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Arnt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.000 0:0 Cii, us(: 101,030.000 FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-11mb2014 25-Nov-2014 (21.0002) USD 0 FINANCIAL. LLC ouchOpt SOUTHERN FXOneSarOneT 21-Nov-2013 2011ov.2014 25-Nor-2014 (21,M0 (0) USD 0 FINANCIAL. LLC ouchOpt SOUTHERN FXOnegaeOneT 21-Nov-2013 20-Nov-2014 254104014 121.000 eel USD 0 F NANCIAL. U.0 ouchOpt RV PY SY FY SHORT LONG LONG LONG EUROPEAN EUROPEAN EUROPEAN ELPCPEAN CALL 1010000 0.0003 0.000D 0.0000 ;',:ne i?li 9.59130 7,26344 5,43834 Subtotal: (4.32z 2d) Commodities • Base Metal Derivatives Long/ Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTFERPI CommoclhOpEu 0341pr-2014 OF>Dec-20I 4 C&Dec-201.1 SHORT ELRCPEAN CALL XCU FINANCIAL, LLC ro BaseMetal III te.7W.COD 301 USD trk 00] MT25 0 7.000 0000 '335 725 aci Subtotal: (335.725 09) Statement ID Tom: (340,049.35) The valuation Information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112378 SDNY_GM_00258562 EFTA01454340