EFTA Document EFTA01454388

e an raup SOUTHERN FINANCIAL, LLC Request 182298 • As of 05 Jun 05 Jun 2014 Page 2 Of 2 Eisubdis Bank AO SOUTHERN FINANCIAL, tic Itt, Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) 3663644351 SOUTHERN ExEurcepl 710423459 FINANCIAL. LLC 3663644361 SOUTHERN EXOneBatOneT 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN EXOneSarOneT 710423463 FINANCIAL. LLC oucb0pI 366364436/ SOUTHERN EXOnel3a0neT 710423465 F Il4ANCIAL. U.0 ouchOpl 21-No/-2013 20.Nov.2014 254loy..2014 (1.060003 00) USD 21-Nov-2013 20-No4014 25-Nov-2014 (21.0002) USD 21-Nov-2013 204loyi2014 2541os-2014 (21,000 00) USD 21-Noy-2013 20-Noyi2014 25.Noy.2014 121.0IXI 001 USD 101.030.000 0 0 0 JPY JPY JPY FY SHORT LONG LONG LONG ELFtOPEAN EUROPEAN EUROPEAN Et-Eta:SAN CALL 1010000 0.0000 0.0000 0.0000 :27 Groh Qi 9.511.73 7,208 30 5,39906 Subtotal: (4.467 35) Commtallbee • Dna Metal Derivative Trade ID Counterpart' Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not. Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 395494367/ SOUTEERN CommoctlyjpEu 778125395 FINANCIAL, LLC ro Basch/eta' 03-Apr-2014 OF>Deci20I4 DS-Dec-2014 SHORT EUROPEAN CALL XCU te.753.COD 33) USD (60 001MT25 0 7.000 0000 (293821 lib Subtotal: (299821 61) Statement ID : 182298_20140605_20140606_1 Total: (304,708.95) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112458 SDNY_GM_00258642 EFTA01454388