EFTA Document EFTA01454398

e an raup SOUTHERN FINANCAL, LLC Request 182298 As of 99 Jun 14 09 Jul 2014 Page 2 0(2 Dsubchs But AO SOUTHERN FINANCIAL, LW RC•00lss Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC ExEurcepl FXOneBanDneT ouchOpl FXOneBarOneT ouchOpl FXOnef3ananeT ouchOpl ExEuroOpl bEuroCp1 21-Nor-2013 20-Nov-2014 25-Nov-2014 11.003 COD 00; USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 21-Nov-2013 20-Nov-2014 25-Nov-2011 (21,M0 COI USD 21-Nov-2013 20-Nov-2014 25-Nov-2011 121.000 001 USD 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR 06-Jun-2014 08-Sep-2014 10-Sep-2011 10,000,000 00 EUR 101.030.000 0 0 0 (19450.000 00) (13.800.080.00) JPY PY SY Fr USD LSD SHORT LONG LONG LONG SHORT LONG EUROPEAN EUROPEAN EUROPEAN EURCCEAN EURCPEAN EIACCEAN CALL PUT CALL 1010000 0.0000 0.00DD 0.0000 1.3150 1,380D '5.151 : .39! 8.65056 6,39806 4,68827 197.72731J 68.23408 Subtotal. 125 TO 72: Comodlths - Base New DednOtes Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 NoLCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUDERN FINANCIAL, LLC Commodity0pEu ro easeNleial 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EUROPEAN CALL XCU 18 rzo.ca A USD 150 00)1425 0 7.000 0000 gel 025 53) Subtotal: i1.: ':2e ',' Statement ID : 182-998 20140609 20140610 1 Total: (298,938.25) The valuation informati• . subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112475 SDNY_GM_00258659 EFTA01454398