EFTA Document EFTA01454405

st:11T e an roup SOUTHERN FINANCIAL, LL. Request As of 10 Jun 14 'Fr AIMS 10 Jul 2014 Page 2 0(2 Deubchs Bank AO SOUTHERN MANUAL. LW Ma .EEEii Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 204Ioe.2014 25-tlov-2014 (1.000.000.00) USD 101.030.000 FY FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 20-No.r.2014 25-No.r.2014 (21.000.00) USD 0 JPY FINANCIAL. LLC owhOpt SOUTHERN FXOneBerOneT 21-No/-2013 2041ov2014 25-Nov-2014 (21,030 001 USD 0 JPY FiNANCIAL. LLC ouchOpl SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 121000001 USD 0 JPY FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD FINANCIAL. LLC SOUTHERN bEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 03.800,000.00) LSD FINANCIAL, LLC SHORT LONG [repeated 3 times] SHORT LONG EUROPEAN EUICPEAN EUROPEAN EtPCCEAN EI.RCPEAN ELRCPEAN CALL PUT CALL 1010000 0.0000 0.000D 0.0000 1 3450 1,3803 (25.156.75) 8.97622 6,63631 4,85590 (112 4W 14i 55.55826 Subbtal: (6 4538 20: liC Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 NotCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN Ccomodity0pEu 03-Apr.2014 05Dec-20I 4 05.0tc-2014 SHORT EURCPEAN CALL XCU FINANCIAL, LLC ro BaseMetal is TEO,Ca A USD 1,:..0 001MT25 0 7.000 0000 (257 rE7 431 Subtotal: trf.,r~'d9/.,: Statement ID Total: (318,635.63) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112489 PROT1 PROT0