EFTA Document EFTA01454446

e an coup SOUTHERN FINANCIAL, LLC Request 182298 As of 49 Jun 14 19Jul 2014 Page 2 Of 2 Mulish. Bark AO SOUTHERN FINANCIAL, LLC FS. Options Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435$ SOUTHERN ExEurcepl 21-Nov.2013 2041o/.2014 2541ov.2014 (1.00D D00001 USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 :21 2)7,6 el:ti 710423459 FINAt4CIAL. LLC 366364435/' 710423461 SOUTHERN FINANCIAL. LC EXOneBanDneT ouchOpt 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 10.44265 366364436r 710423463 SOUTHERN FINANCLAL. LC FXOneBarOneT ouchOpt 21-Nov-2013 20-Nov2014 25-Nov-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.000D 7,69387 366364436/ 710423465 SOUTHERN FINANCIAL. LC EXOnef3anOneT ouchOpt 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG EtPCPEAN 0.0000 5.57549 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08.Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPICPEAN PUT 1 3450 (64522 43) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN bfuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR 03.800,000.00) USD LONG ELRCPEAN CALL 1,3803 61.610 84 806424264 FINANCIAL, LLC Subbtal: Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ 778125395 SOUTHERN FiNANCIAL, LLC CommodlyOptEu ro BaseMeal 03-Apr-2014 05Dec-2014 05.Dec.2014 SHORT EURCPEAN CALL XCU i8 7E0,01t A USD i50 00)MT25 0 7.000 0000 (224 rx7) 54) Subtotal: 'ft:4 Total: (224,549.10) Statement ID : 182298_20140619_20140620_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112554 PROT1 PROT0