EFTA Document EFTA01454451

e an roup SOUTHERN FINANCAL, LLC Request 182298 As of 20 Jun 14 20Jui 2014 Paps 2 Of 2 Muted). Bark AO SOUTHERN FINANCIAL, LLC FX-0pecas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436( SOUTHERN FxEurcepl 21.Noo-2013 20.Noe.2014 25-Nov-2014 ( I .060 CO3 Cr.() USE) 101.000.000 in SHORT EUROPEAN CALL 1010000 :le 29:i 21) 710423459 FINANCIAL. LLC 366364436/ 710423461 SOUTHERN FINANCIAL. LLC FXOneBanDneT owhOpl 21-Nov-2013 20-Nov-2014 2541ov.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0000 9.28372 366364436( 710423463 SOUTHERN FINANCIAL. LLC FXOnef3arOneT outhOpl 21-No/-2013 20-Nov-2014 25-Nov-2014 (21,03000) USD 0 JPY LONG EUROPEAN 0.000D 6,75459 366364436/ 710423465 SOUTHERN FINANCIAL, LLC FXOnef3anOneT ouchOpt 21-Nov-2013 29Nov.2014 25.Nov.2014 (21.000 061 USD 0 Fr LONG EtPCPEAN 0.0000 4,849 18 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPCPEAN PUT 1.3450 !79.12041) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FsEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,00000 EUR (13800.000.00) USD LONG ELRCPEAN CALL 1,3800 46.19127 806424264 FINANCIAL, LLC Subbtal: ,24)3I ;YE _ Long/ NotCcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ 776125395 SOUTHERN FINANCIAL. LLC Canmoddy0pEu ro BaseMetal 03-Apr-2014 Dec-2014 05. 05-Coc-2014 SHORT EURCPEAN CALL XCU (6 7Efi3Olt apj USD i50 00) Lots 0 7.000 0000 (263 64 71) Subtotal: :AL( L(;-i= . .. Total: (298:516.56) Statement ID : 182298_20140620_20140623_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112559 SDNY_GM_00258743 EFTA01454451