EFTA Document EFTA01454745

e an SOUTHERN FINAN Request 182298 r As of 10 Jul 14 //ate 10Jul2014 Pape 2 Of 2 Desists Bank AO SOUTHERN FINANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN FxEurcepl 21-11o/-2013 20.11ov.2014 25.11ov.2014 (1.000 C3 CIOJ USD 101,030:000 aRY SHORT EUROPEAN CALL 1010000 ',..5 4833.!) FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 2041ov.2014 2541ov.2014 (21.00000) USD 0 PT LONG EUROPEAN 0.0003 1045026 FINANCIAL. LLC otchOpt SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov.2014 25-Nov-2014 (21,OXl 00) USD 0 PT LONG EUROPEAN 0.0000 7,243.49 F iNANCIAL. LLC outhOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 MI USD 0 PY LONG EtPCPEAN 0.0000 4.953 18 FINANCIAL, LLC ouchOpt SOUTHERN FifuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 00) USD SHORT EIPCPEAN PUT 1.3450 ;16575731 FINANCIAL. LLC SOUTHERN FiEuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 1.3803 29.88182 FINANCIAL, LLC Subtotal: (95.7./ I!: Total: (9,530.11) Statement ID : 182298_20140710_20140711_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113073 PROT1 PROT0