EFTA Document EFTA01454940

Paul - YTD total and specifics below. $37.018 in 2013. Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (USD) Epstein Morns USDCAD Call Spread 1/17/2014 8,900 Epstein Morns USD.IPT 3mo Cali 1/31/2014 13,000 Epstein Morris US0CAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal' 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2.500 1,250 Epstein Morris NationWide•• 4/15/2014 TED Epstein Morris EURUSD Risk Reversal 6/5/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1,250 625 •Euros converted at 1.38 " Andrew McNeill LFFINFIN2 Tazia Smith Director I Key Client Partners - US DO Secunties Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY. USA Tel + Fax + Mobil Email peact uPerfarni. 30,350 7.000 3,500 OTC Total: listed Total: Total: 33,893361 57,686 91,5 4w Paul Morris-07/23/2014 04:01:39 PM--Classification: For internal use only Matt, can you look into commodities trades we have done (oil, Front To: Cc: Date: 07/23/2014 04:01 PM Subject: Southern Financial revenues III Paul lvlulTiai CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113421 CONFIDENTIAL SONY GM_00259605 EFTA01454940