EFTA Document EFTA01454995

e an SOUTHERN FINAN Request 182298 As of 05 Aug 14 I at"' 05Aug 2014 Page 2 Of 2 Deulths Bank AO SOUTHERN RNANCIAL, LLC PS • OiSbes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN ExEuroCgl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.000 00009; USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ;23 C. -1.i C:o 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-No4014 25-N v-2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0000 4"95405 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21ff 00) USD 0 JPY LONG EUROPEAN 0.0000 3,208 29 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.01XI061 USD 0 FY LONG EUROPEAN 0.0000 2,09499 710423465 FINANCIAL. LC ouchOpt 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USD SHORT EIPICPEAN PUT 1.3450 017 297 32! 806424249 FINANCIAL. LLC 40733913V SOUTHERN FxEuroCgt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) LSD LONG ELRCPEAN CALL 1,3800 776.19 806424264 FINANCIAL. LLC Subtotal: (129.773 631 Isitat (129,773.83) Statement ID : 182298_20140805_20140806_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113505 SDNY_GM_00259689 EFTA01454995