EFTA Document EFTA01455050

PO Boc 1776. Baltimore MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Fixed Income (continued) Corporate Bonds (continued) 'LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIA US539439AG42 7.500% 09/27/88 8/E DTD 04107114 S 8 P Rating 88- Please Provide' 1,903,000.000 Quantity Unit Cost Adjusted Cost Basis Deutscte Sam Pr mate ....AN Managenol 'owe" Coen* Gmte Dessunt Setwrtiet Ms 'Wilk 0111'• In 345 Pa, Newt 7611, k Pk+ icrt. fa 10154 Market Price Markel Value Statement Period: 07101/2014 07131/2014 Unrealized Gain! Loss Accrued Estimated Estimated Interest Mnual Income Yield NM Total Corporate Bonds 27,8 43,000.000 Total Fixed Income 33,633,000.000 Date Acquired Equities Common Stocks APOLLO GLOBAL MOIST LLC CL A SKS Dividend Option: Cash 03/29111 263.157 000 APPLE INC COM Dividend Option: Cash 10128/13 14,000.000 ARIAD PHARMACEUTICALS INC Dividend Option: Cash 02/14/12'•1t 1,535.000 01/24113'•13 9,000.000 Total Noncovered 16,535.000 Total 16,535.000 ASCENA RETAIL GROUP INC COM Dividend Option: Cash 01/18101 70,500.000 21.2770 Quality Unit Cod Security Identifier Please Provide 105.0000 Original Cost Basis. Pease Provide 1,998,150.00 N/A 13,083.13 142,725 00 7.14% $28,631,837.52 $30,111,117.00 $1,481,129.48 $498,916.33 $1,702,800.00 $28,197,737.65 $31,682,878.06 $1,486,990.41 $506,889.38 $1,702,800.00 19.0000 75.5800 15.2090 19.6000 Cost Basis Market Price Market Value Unrealized Gain/ Lott Estimated Estimated Mnual Income Yield Security Identifier: APO CU SIP. 037612306 4,999,983.00 28.2800 6,910.502.82 1,910,519.82 1.118.417 25 16.18% Security Identifier: AAPL CU SIR 037833100 1.058,120.50 95.6000 1.338.400.00 280,279.50 26,320 00 1.96% Security Identifier: ARIA CUSIR 04033A100 114,597.40 5.7600 43.401.60 41,195.80 176,400.00 5.1600 51,840.00 -124,560.00 290 997.40 95,241.80 -195,755.80 $290,997.40 $95,241.60 4195,755.80 $0.00 Security Identifier: ASNA CUSP 04351G101 1,500,000 00 16.0600 1,132,230.00 -367,770.00 Account Num he SO LTI- ERN FINANCIAL LLC GO paperless Rstat E•clnent f Way Yaw tone,' .},001 [NAGAR RATED COMMON ICATK,I6 eXallENCP Page 7 of 19 CS.trui intelayl •••••••ea lit!. • .....sos." tna• •••••••-: • 4, n a sr. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL PROT1 DB-SDNY-0 113566 PROT0