EFTA Document EFTA01455093

e an SOUTHERN FINAN Request 182298 As of 07 Aug 14 I 07Aug 2014 Page 2 Of 2 Deslaths Bank AO SOUTHERN RNANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644DS, SOUTHERN ExEuroCpt 21-Nov-2013 20410%42014 25-Nov-2014 (LOCO CO3 Cr.t, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 •,' i:2641 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000001 USD 0 JPY LONG EUICPEAN 0.0003 6,91437 710423461 FINANCIAL. LLO otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nw.2013 2011ov2014 25-Nov-2014 (21ff CC) USD 0 JPY LONG EUROPEAN 0,0000 4,559.72 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 JPY LONG EUROPEAN 0.0000 2,99926 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EUROPEAN PUT 1 3450 ,'27.1$)431 806424249 FINANCIAL. LLC 40733913V SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,0000D EUR (13.800,000.00) LSD LONG ELRCPEAN CALL 1,3800 454 72 806424264 FINANCIAL. LLC Subtotal: ; l"7:*3".:' 99: RAM (132,004.99) Statement ID : 182298_20140807_20140808_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113619 PROT1 PROT0