EFTA Document EFTA01455269

20Aug 2014 Page 2 Of 2 Deutsche Bank AG SOUTHERN FINANCIAL, LLC FX - Options Settlement Not Ccy Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FsEurcepl 21.1102.2013 20.1lo2.2014 25.1lov.2014 (1,0:0000 0"): I. IS( ; 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 ;20 SS() 121 FINANCIAL. LLC SOUTHERN FXOneBistOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.CO) USD 0 JPY LONG EUROPEAN 0.0003 4.02401 FINANCIAL. LLC ouchOpl SOUTHERN FXOneBarOneT 21410/.2013 2011ov2014 25-Nov-2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 0.0000 2,63306 FINANCIAL. LLC ouchOpl SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25-Nw-2014 121000 MI USD 0 FY LONG EtPCPEAN 0.0000 1,74526 FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 06-Jun-2014 OBSep-2014 10-Sep-2014 10.00000000 EUR (13.450.000 03) LED SHORT EIPCPEAN PUT 1.3450 (171.14637i FINANCIAL. LLC SOUThERN F)Eurcept 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 13803 88.27 FINANCIAL, LLC SOUTHERN MuroOpt 12-Aug-2014 12-Aug-2015 14Aug-2015 75,000,000.00 USD (462.000,000.00) CkH SHORT EUROPEAN PUT 6.1603 1261,70213.1 FINANCIAL. US Subbtat (451.35510; latili (451,355.00) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113946 SDNY_GM_00260130 EFTA01455269