EFTA Document EFTA01455303

ritl" SOUTHERN VIIMIlla- -. SAIIIILS a 27Aug 2014 Page 2 of 2 Deutsche !MASAO SOUTHERN FINANCIAL, LW Rt;0NIon Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN ExEurcepl 21-No/.2013 20410%42014 25-Nov-2014 (1,00900009; USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 :31 19,1 %.:4! 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBeeDneT 21-Ncne2013 20-W4014 25-Nov-2014 (21.00000) USD 0 PT LONG EUROPEAN 0.0003 2.81020 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 2041ov.2014 25-Nov-2014 (21,0X10.601 USD 0 PT LONG EUROPEAN 0.0000 1,807.86 710423463 FiNANCIAL.LLC ouchOpl 366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 PY LONG ELPCPEAN 0.0000 1,180.74 710423465 FINANCIAL, LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPCPEAN PUT 1.3450 (248.440331 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seμ2014 10,000,0000D EUR 113,800,000.001 USD LONG ELRCPEAN CALL 1,380D 3.01 806424264 FINANCIAL, LLC 418822243! SOUTHERN F)EuroOpl 12-Aug-2014 12Aug.2015 14Aug.2015 75,000,030.0D USD 1462.000,000.00) CFH SHORT EUROPEAN PUT 6.160D 1261,46137( 834462396 FINANCLAL, US Subbtat (535.294.73; Dial (535,294.73) Statement ID: 18229820140827201408281 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114009 PROT1 PROT0