EFTA Document EFTA01455311

en I" e an SOUTHERN FINAN Request 182298 t, As of 29 Aug 14 yr"; irn, 29 Aug 2014 Page 2 Of 2 Osubchs Sank AO SOUTHERN FINANCIAL, LLC Sttoement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NOtAant 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEunal 21-Nov-2013 2O41O%42O14 25-Nov.2014 (1.000 OCO 00) USD 101.030.000 FY SHORT ELRCPEAN CALL 1010000 ;'2.,cr2. 21; 710423459 FOIANCIAL. LLC 366364436/ SOUTHERN FXOneBsOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 287512 710423461 FINANCIAL. LLC otchOpt 366364436t SOUTHERN FXOne8arOneT 21-No/.2013 20-Nov2014 25-Nov-2014 (21ff 001 USD 0 JPY LONG EUROPEAN 0.0000 185430 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOneflooOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 Fr LONG EUROPEAN 0.0000 1.21412 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EI-ARCPEAN PUT 1 3450 ;203 888 04i 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seμ2014 10,000,00000 EUR 03.800000.00) USD LONG ELRCPEAN CALL 1 3803 0.82 806424264 FINANCIAL, LLC 418822243! SOUTHERN F)Euro0p1 12-Aug-2014 12-Aug-2015 14-Aug-2015 75,000930.00 USD (462.000000.00) C141 SHORT EUROPEAN PUT 6.1603 24360076) 834462396 F INANCLAL • US Subbtat (519 517 034; 121a1: (549,517.64) Statement ID : 18229820140829201409021 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 114019 PROT1 PROT0