EFTA Document EFTA01455323

Asset Allocation Disclosure and Footnotes Certain values have been defaulted into the Other Asset Class due to incomplete categorizing data All values are displayed in U.S. dollars based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Short-Term GantLoss Long-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis intonation is not available. Exchange Rate Table Currency currency USO Equivalent per USD I EURO 1 3171 0.7592 Exchange rates are based on interbank exchange rates as of 08/31/2014. Exchange rates can vary. Money Market Fund Detail Dale Activity Type Desaiption Amount Balance Sweep Money M arket Fund DWS GOVERN M ENT CASH INSTL Account Number: Current Yield: 0.03% Activity Ending: 08129/14 08101114 Opening Balance 30,324,169.54 30,324,169.54 08/01/14 Deposit MONEY FUND PURCHASE 5,801.20 30,329,970.74 08/05114 Deposit 2,093,750.00 32,423,720.74 08/06/14 Deposit 261,889.92 32,685,610.66 08108114 Withdrawal MONEY FUND REDEMPTION .534,873.02 32,150,737.64 08/12/14 Deposit 82,091.16 32,232,828.82 08/14/14 Withdrawal MONEY FUND REDEMPTION -265.420.00 31,904,108.82 08/18/14 Deposit 165,481.29 32,131,890.11 08/19/14 Deposit 82,431.92 32,214,322.03 08/22/14 Deposit 83,418.63 32,297,740.66 08/25/14 Deposit 30.61892 32,328,359.58 08/29/14 Deposit 86,404.83 32,414,764.41 08/29114 Deposit INCOME REINVEST 81512 32,415,580.03 08129/14 Closing Balance $32,415,580.03 Total All Money Market Funds $32,415,580.03 Realized Unrealised This Period Year-to-Date 1,980.38 -2.611.81315 18,212 90 -7,029.061.12 2.733 326 04 2,717 691 59 -2,809,833.27 Global Cash Currency -7,010,848.22 Closing Balance 5,451,017.63 Amount in Base Currency USD EURO 291.846 67 384.391 25 I Total Global Cash Balance $384,391.25 Account Number: SOUTHERN FINANCIAL LLC Go paperless AntASCOT giln.rnav Rated EV.Ient f Way Yaw tone,' .Z00 [NAGAR RAT ED COMMON ICATK,I6 eXallENC? Page 2 of 20 rOttlaPI....ffira IPA V y CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114035 CONFIDENTIAL PROT1 PROT0