EFTA Document EFTA01455351

PO ea 1775, Werra. PA3 2IN3 (MAIM< IMM MOW weal. Mortisemmt Mel" ComesmG,m, °neat e..6 Miwnin PO. MI Met .flout, 16,0 bo tioAA•ii 'a 10154 Valuation at a Glance Account Number: Statement Period: 08/0112014 -08131/2014 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value $103,835,665.44 $90,573,050.28 6 I 00 RED HOOK QUARTER 83 Net Cash Deposits and Withdrakals -273.000.00 9.837.542 15 ST THOMAS VI 00802 Adjusted Previous Account Value 103,362,665.44 100,410,592.43 Dividends, Interest and Other Income 439.623.39 2 417 79' 02 Net Other Activity 0.00 Net Chan ,e in Portfolio 417,409.86 riding Account Value S104 219.698.69 $104,219,698.69 Your Client Advisor: Estimated Annual Income 53,646165.03 TAZIA SMITH Asset Allocation Prior Year-End Last Period This Period % Alloation LSO Cash. Money Funds. and Bank Deposits 18.295.949 71 30.329.970 74 34.850.094.30 33 44% USO Fixed Income 27,736.972 38 23,923.091 06 19,591,460.64 18 80% Non-LSO Axed Income 10.227,309 46 7.759.787 00 7.722.321 25 741% USD Equities 30,410519.65 41,232,354 98 38,644,087.25 37 08% Non-LSD Equities 3,137,192.74 0.00 3,027,344.00 2.90% Non-USD Cash. Money Funds and Bank Deposits 402,106 34 390.461 .66 384.391 25 0.37% Other 363.000 00 0.00 0.00 0 00% Account Total (Pie Chart] 590,573,050.28 5103,635,665.44 5104,219,698.69 100.00% See the Asset Alkication Dscbsure and Footnotes section for important information regarding your Asset Allocation. ' Go paperless Please review your allocabon Assets o4 less than 1% of haings wit not display on this pe chart. Page 1 of 20 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00260255 AM)Lr OC•Ats ‘3/41:— Th . l ' et " INi ; DB-SDNY-0114071 EFTA01455351