EFTA Document EFTA01455365

Transactions by Type of Activity Process/ Trade! &ttiement Transaction Date Date Activity Type Desaiption Quantity Price Aomued Interest Amount Currency Dividends and Interest (continued) 08115114 BOND INTEREST RECEIVED 1440000 SERVICEM ASTER CO SR NT - CU SIP FULLY 57.600 00 I SO 81760NAN9 EXCHANGED FROM OLD CUSP 81760NAL3 8.000% 02/15120 B/E DTD 02113112 CLB RD 07131 PD 08115114 08125114 BOND INTEREST RECEIVED 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 91 5,099.04 USD 126690151 4.090% 03/25/33 BIE DTD 01/30103 RD 07/31 PD 08/25114 08125114 BOND INTEREST RECEIVED 1290000 WASHINGTON MUT MTG SECS CORP 2004-M2 4,345.22 USD 939336320 NIG PASSIM RU CTF CL C-B-1 VAR RATE 6.972% 07/25133 WE DTD 06/01104 RD 07131 PD 08125/14 08129114 MONEY MARKET FUND DWS GOVT CASH INSTL 815.62 LISD INCOME RECEIVED 233993682 Total Dividends and Interest- UNITED STATES DOLLAR 0.00 318,571.17 Distributions 08/05114 SECURITY REDEEMED SG STRUCTURED PRODS INC COMMODITY LKD MKT PLUS -2,000,000.000 2,200,000.00 USD 78423EHS6 PROTECTED NOTES 0.000% 08105/14 WE DM 07/30113 ACCOUNT REDEMPTION 08/25114 RETURN OF PRINCIPAL 4500000 COUNTRYWIDE HOME LOANS SER 03-1 CL Ell 20.968.61 USD RECEIVED 4.090% 03/25/33 WE DTD 01/30103 RD 07131 PD 08/25/14 126690151 08/25114 RETURN OF PRINCIPAL 1290000 WASHINGTON MUT MTG SECS CORP 2004-RA2 206.05 USD RECEIVED MTG PASSTHRU CIF CL C-B-1 VAR RATE 6.972% 07/25/33 939336520 WE DTD 06/01104 RD 07131 PD 08125/14 08/29/14 PARTNERSHIP DISTRIBUTION 263157 SHRS APOLLO GLOBAL MONT LLC CL A SHS RD 121,052.22 USD APO 08122 PD 08129/14 08/29/14 SECUPoTYREDEEMED FSBC USA INC MEDIUM TERM NTS BUFFERED NOTES LKD .2,000,000.000 2,313,462.05 USD 40432XFP1 TO EURO STC0( 50 0000% 08129114 WE DTD 05/30113 ACCOUNT REDEMPTION Total Distributions - UNITED STATES DOLLAR 0.00 4,855,680.93 Cash Withdrawals and Deposits 08114114 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -273,000.00 USD USD999997 Total Cash W ithd raw als and Deposits - UNITED STATES DOLLAR 0.00 -273,000.00 Money Market Funds 08101/14 MONEY FUND PURCHASE DWS GO VT CASH INSTL -5,801.20 USD US0999997 08105/14 MONEYFUND FtRCHASE DWS GOUT CASH INSTL -2.093,150.00 USD USD999997 (continued) Account Number: SOUTHERN FINANCIAL LLC Go paperless Autfraouy1-011-rallY Rated EV.Inent f Very Yaw tone,' .},001 [NAGAR RATED COMMON ICATK,I6 eXallENC? Page 16 of 20 FOrtlar •••••••ra • worol• •..4•41.•••• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL PROT1 DB-SDNY-0114086 PROT0