EFTA Document EFTA01456102

L ek ; 2 -7,47,ri:nriTe-77771Yrrriagirrirr i s i. Deutsche Bart AG SOUTHERN FINANCIAL, LLC FX • Spot Counterpart,/ Trade Type Trade Date Maturity Date Settement Date NotAmt 1 Not.Ccy 1 USD USD Not.Ccy Not.Amt 2 2 101 OCC.COS in' 1101 .3Y: Ca)) JPY DBPays DBIReceives 1:5 11,ii,Jjj41:5_11ti:ie.../.._ JPY DB_Pays_USDDB_Receives_ JPY BuySell i MTM(USD) SOUTHERN FXSpoI 20-Nov-2014 25-Ncv-2014 25-Nov-2014 ( I itO.00C CO! FINANCIAL. LLC SOUTHERN FXSpol 20-Nov-2014 25-Nov-2014 25-Nov-2014 856,29504 FINANCIAL, LLC 111 Subtotal FX • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 Not Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FiturcOpl 12.Aug-2014 12-Aug-2015 14-Aug.2015 75 440 000 CO USD FINANCIAL LLC i4n.'i:00.i:Ci "::ii CI,H SHORT ELROPEAN PUT 6'6"J! Subtotal: Statement ID Tait (336.106.31) The valuation in ormation set o in this sta ement is pro su ject to the terms and conditions set forth in the notes on the cover sheet 24 Nov 2014 Page 2 Of 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 115192 SDNY_GM_00261376 EFTA01456102