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efta-efta01456238DOJ Data Set 10Correspondence

EFTA Document EFTA01456238

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DOJ Data Set 10
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efta-efta01456238
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EFTA Disclosure
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From: Paul Morris [ Sent: 12/31/2014 To: Amanda Kirb aniel Sabba Subject: Fw: SouthernFinancial LIC/Deutsc re ank AG - GMRA ocument ttac e Cl Attachments: Southern Financial - GMRA (DB1 12.31.2014).doc Classification: Confidential Hi there, Harry should not be on this, add rich, thx From: Renee Maxey Sent: 12/31/2014 0 :41 PM GMT leevacation@gmail.com" Cc: Roddy Moore; Troy-D Williams; Daniel Sabba; Paul Morris; Mary Breslin; Kristine Pecunia; Lorna Barrow-Austin; Brendan Droge Subject: Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C] Classification: Confidential Classification: Confidential Dear Harry and Jeffrey, IIIIIMSMRA between Deutsche Bank AG and Southern Financial LLC. Please let me (Renée Maxey - ) know if you have any comments or questions. If there are no questions or comments to the GMRA, please: (i) insert the required information in Annex I, sections 1(g), 1(o)(iii), and 1(p)(ii) and confirm that no Counterparty assets are subject to ERISA. Please note, in Section 1(p)(ii), we require an "English" process agent, "English" affiliate, or "English" law firm (as the GMRA is governed by English law); (ii) print out TWO (2) single-sided originals; (iii) arrange for appropriate execution by an authorized signatory on the signature page, 20; (iv) provide evidence of signing authority and specimen signature for the signatory of the GMRA , and (v) return TWO (2) sets of executed GMRAs to the attention of Kristine Pecunia: Repo & Securities Lending Legal Group Deutsche Bank AG, New York 60 Wall Street, 36th Floor MIS Deutsche Bank will then have the originals signed and will forward a fully executed original to you. Best regards, Renée CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115384 CONFIDENTIAL SDNY_GM_00261568 EFTA01456238

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