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efta-efta01457248DOJ Data Set 10Correspondence

EFTA Document EFTA01457248

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DOJ Data Set 10
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efta-efta01457248
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
DEUTSCHE BANK AG (157) 5022 Gate Parkway, Bldg 400, Jacksonville FL 32256 Tel: Fax: To: SOUTHERN FINANCIAL LLC 8032932) Email Today's Date: 21-Apr-2015 COB Date: 20-Apr-2015 Action Required: Deliver USD 220,000.00 to DEUTSCHE BANK AG (157) This document is confidential, unauthorized use is forbidden. Please destroy if you are not the addressee. We refer to the CSA New York Law (the "Credit Support Annex') between DEUTSCHE BANK AG (157) and SOUTHERN FINANCIAL, LLC (8032932) which supplements, forms part of and is subject to the 2002 ISDA Master entered into between us. Capitalized terms used in this notice and not otherwise defined shall have the meaning provided in the Credit Support Annex. DEUTSCHE BANK AG 1S7) Position (USD) SOUTHERN FINANCiAL LLC (8032932) Position (USD) Independent Amounts related to us 0.00 0.00 Independent Amounts related to you 2,729,686.00 0.00 Exposure 735,992.87 0.00 Threshold 0.00 Infinity Minimum Transfer Amount 100,000.00 100,000.00 Credit Support Amount 3,465,678.87 0.00 Value of current Credit Support Balance or all posted Credit Support transferred to or received by us 3,254,711.59 0.00 Value of cash and/or securities transferred pursuant to the Credit Support Annex but pending receipt 0.00 0.00 Value of current Credit Support Balance or all posted Credit Support transferred to or received by you 0.00 0.00 Value of cash and/or securities transferred pursuant to the Credit Support Annex but pending delivery 0.00 0.00 Delivery Amount 220,000.00 0.00 Return Amount 0.00 0.00 Rounding 10,000.00 10,000.00 As of 21-Apr-2015 we have determined that, as set out in this demand, we require you to transfer to us cash and/or securities (if applicable) which comply with the criteria specified in the Credit Support Annex with a Value equal to USD 220.000.00 in accordance with the provisions of, and by the date and time specified in, the Credit Support Annex. Our calculations are set out in the table above for your reference. Anv financial information ardor valuations, including information N hich could be used to obtain such valuations, contained in this notice are provided to you for the purposes of collateral management with Daitsche Bank Group (DE3) only and do not repniient a a aivarion by DI3 for any other purpose. financial information and or valuations should nor be relied upon or used by you for any other purpose DR shall not be liable for any enors or omissions contained herein or for any losses or damages incurred by you in reliance on this notice. We also refer you Ia the disclaimer included cm the Colbieral Staiemenw prua IdiXI by 1)13 for further dctailt of the limitation of our liability in this regard. dbMargin CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 1/2 DB-SDNY-0116713 SDNY_GM_00262897 EFTA01457248

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Phone(8032932
Phone8032932
SWIFT/BICDEUTSCHE
SWIFT/BICSOUTHERN
Wire RefTransfer Amount
Wire Refreference

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