EFTA Document EFTA01460563

Weekly Business Updates Transactions Closed. Pipeline Deals & Client Updates Nov 29th 2013 Material Deals in the Pipeline Transaction Highlights & Material Clients Deutsche Asset 3 Wealth klanagemeint Key Client Partners "' Americas Desk KCP- LATAM Deal • RE portfolio financing • Equity Semi • Iron Ore • CLN • European Property Product • Real Estate • Capital Maikes • Private Markets • Private Markers • Real Estate Client • Luksic Family • Leo Kryss • Belford, Option-4 • Belford. Fund P • A.G.. RMA Erigh SW $(000)k • • 60% 180 • 90A I 100 • 80'. 1100 Economics! Orders • Euro 560MNI ban on $226MA1 portfolio • $20MM notional on Boyespa • $2 5-5MM firm orders • CLN on Pelrobras linked w Inflation • $20MM kixury ti 100MM commercial j alllk . . . . WIC-US • 5.9y Fed Swap • Capital PrAdrketh • w.ex. . -a:tan • 75H 1150 • $30m nakirmi JC f VS • Structured Note. • Cedar Market-. • PAK Kin. ' ,,/ • 75H 1150 • Monthly Isna senate ix! eau-. 8 OTC . WIC-US • Restricted Stock Saki • Capital Markets • Samson Capital • 809,. I 75 • 30 to 60 days • BH I CO • $10m account • Capital Markets • Bilgil • 80:4 150 • 60 to 90 days - lending related • WIC-US • Equity • Capital Markets • Morin Capital • • JS i OS . . WIC- • Fund,. • • 100,'• I • $2 ST met funds & offshore ETFe • LATAM Desk Deal Product Client % I S(000)k Economics 1.4 KCP-US • Aides CLO • Private Markets • Jaws. Bill F • ' UGC • $38rn see • PowSmart Block Sale • Pnvate Markets • Price Finny • 400k stock sate f PSMT) • KCP- • • • • • • LATAM • Pit:leered stock 7.-lk: • Fannie 8 FM stock • Millstoin Housing • 184 • Sold 4 Sailtil ...hates • • Air Lease • Os • Various • 243 • 415k alkeatees on 'Ors 515k • WIC-US • 2 x MLP • Syndicate • Various • 344 • 5014 extra shares moved • • Oxford Lane Capital • Syndicate • Various • 121 • 227k Preferred, paid .54 per bond • WIC- • • • • • • LATAM For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0121910 SDNY_GM_00268094 EFTA01460563