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EFTA Document EFTA01462221
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efta-efta01462221DOJ Data Set 10Correspondence

EFTA Document EFTA01462221

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EFTA Disclosure
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From: Vahe Stepanian Sent: 9/17/2014 1:33:50 PM To: jeevacation@gmail.com CC: • Paul Morris I I; Subject: GILD and 576E Notes ICI Attachments: pic06609.gif Classification: Confidential Jeffrey - we're working on two structured notes that may be of interest: 1) Gilead (GILD) - consider adding to or swapping out your existing Gilead (GILD) exposure. Recall that you currently own 8,100 shares @ 579.408. GILD is currently trading —5102.20. Please let us know if you wish to participate as we're closing the GILD note later this afternoon or tmw morning. Details are as follows: Tenor: 18 months underlying: GILD coupon: 15% p.a. paid quarterly Coupon Barrier: 80% observed quarterly Principal Barrier: 80% European Issuer: HSBC Redemption: - Coupon is paid quarterly if underlying is above 80% of its initial value. - on each quarter, if underlying is above 100% of its initial value, the note pays the coupon and will be called. - At maturity, if the note has not yet been called, 100% of principal is paid if underlying is above 80% of initial value. If underlying below that value, client is exposed to the performance of the underlying since inception. 2) EuroStoxx 50 - you had a EuroStoxx note mature at end of August (52mm exposure, +15% gain, 15 mo. tenor). We continue to have a positive view on European Equities over the long term. Below is indicative, and we can customize further if you wish. Consider the following: Tenor: 24 months Underlying: SXSE Contingent Min. Return 4% Principal Barrier 80% European Max Return 25% Issuer: TBD Thank you, Vahe (Embedded image moved to file: pic06609.gif) Vahe Stepanian Associate I wealth Investment coverage Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York NY 10154-0004 Tel. Fax +1 Mobile Email 257-3131 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 124669 CONFIDENTIAL SDNY_GM_00270853 EFTA01462221

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Emailjeevacation@gmail.com
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