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efta-efta01467019DOJ Data Set 10Correspondence

EFTA Document EFTA01467019

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DOJ Data Set 10
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efta-efta01467019
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: AIS Request AIS-00003326 has been Fulfilled From: Engelbert Melendez <engelbert.melendez+externalgdb.com> Date: Wed, 05 Feb 2014 16:39:17 -0500 To: Amanda Kirby Brian M Biggar Paul Morris The Following Alternative Investment Suitability request has been Fulfilled. AIS Request Number: AIS-00003326 Client Name : Southern Financial LLC Comment on Approval: 1/21/2014 9:20:37 AM - Brian Biggar : Investment in this instrument must be pro cessed through either an Investment Advisory account or a Brokerage account. Reason for Rejection: Reason for Cancel: Reason for OnHold: Details Link : https://na4.salesforce.com/a1R60000000phtY EFTA01467019

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Domainexternalgdb.com
URLhttps://na4.salesforce.com/a1R60000000phtY

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