EFTA Document EFTA01469858

Subject: RE: Southern Financial revenues [I] From: Mathew Negus Date: Thu, 31 Jul 2014 08:41:45 -0400 To: Paul Morris Tazia Smith Classification: For internal use only I'll check tactfully with salesreportng to confirm what RCs are booked in the system. If only 2.5k booked to Matt then, we'll need to speak to him directly (WM reports in line with what is recorded and booked to the sales force) or go to trading and get conf on email that RC's should have been lx, Kind regards, fhttps://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gifl Mathew Negus Vice President I Key Client Partners - Americas DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)250-6746 Mobile Email EFTA01469858 From: Paul Morris Sent: Wednesday, July 30, 2014 11:05 AM To: Tazia Smith Cc: Mathew Negus Subject: Re: Southern Financial revenues [I] Classification: For internal use only pls be tactful Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: 917-971-2507 {Inactive hide details for Tazia Smith---07/30/2014 11:02:04 AM--- Classification: For internal use only Mat - Apparently Matt i}Tazia Smith---07/30/2014 11:02:04 AM---Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil a fcid:image004.png@O1CFAC98.0D78C2801 From: 280} fcid:image004.png@O1CFAC98.0D78C2801 To: cid:ima e005 in'.01CFAC9B OD78C280 • fcid:image004.png@O1CFAC98.0D78C2801 Date: {cid:image005.png@O1CFAC98.0D78C280} EFTA01469859 07/30/2014 11:02 AM {cid:image004.png@O1CFAC98.0D78C280} Subject: {cid:image005.png@O1CFAC98.0D78C280} Re: Southern Financial revenues [I] Classification: For internal use only Mat - Apparently Matt in commodities told Paul that the oil and copper trades were 10x what they showed us as RCs. Do you want to follow up with Matt or do you want me to? TDS fcid:image001.gif@O1CFAC9B.0D78C2801 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1 646 257-3131 Mobile Email fcid:image006.gif@O1CFAC98.0D78C2801 {Inactive hide details for Paul Morris---07/30/2014 10:41:48 AM--- Classification: For internal use only these # you're getting f}Paul Morris---07/30/2014 10:41:48 AM---Classification: For internal use only these # you're getting from cb&s look very low??? Paul Morris EFTA01469860 fcid:image004.png@O1CFAC9B.OD78C2801 From: cid:ima e005. n 01CFAC9B.OD78C2801 fcid:image004.png@O1CFAC9B.OD78C2801 To: cid:ima e005. n 01CFAC9B.OD78C280 {cid:image004.png@O1CFAC9B.OD78C280} Cc: {cid:image005.png@O1CFAC9B.OD78C280} fcid:image004.png@O1CFAC9B.OD78C2801 Date: {cid:image005.png@O1CFAC9B.OD78C280} 07/30/2014 10:41 AM {cid:image004.png@O1CFAC9B.OD78C280} Subject: {cid:image005.png@O1CFAC9B.OD78C280} Re: Southern Financial revenues [I] Classification: For internal use only these # you're getting from cb&s look very low??? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor EFTA01469861 New York, NY 10154 Office: 212-454-0701 Cell: {Inactive hide details for Tazia Smith---07/23/2014 04:17:49 PM--- Classification: For internal use only Paul - YTD total and spe}Tazia Smith---07/23/2014 04:17:49 PM---Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. fcid:image004.png@O1CFAC96.0D78C2801 From: cid:ima e005. n 01CFAC96.0D78C280} fcid:image004.png@O1CFAC96.0D78C2801 To: cid:ima e005. n 01CFAC96.0D78C280 fcid:image004.png@O1CFAC96.0D78C2801 Cc: fcid:image004.png@O1CFAC96.0D78C2801 Date: {cid:image005.png@O1CFAC96.0D78C280} 07/23/2014 04:17 PM {cid:image004.png@O1CFAC96.0D78C280} Subject: {cid:image005.png@O1CFAC96.0D78C280} Re: Southern Financial revenues [I] EFTA01469862 Classification: For internal use only Paul - YTD total and specifics below. $37,018 in 2013. fcid:image007.gif@O1CFAC98.0D78C2801 fcid:image001.gif@O1CFAC98.0D78C2801 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2889 Fax +1 646 257-3131 Mobile Email {cid:image006.gif@O1CFAC98.0D78C280} {Inactive hide details for Paul Morris---07/23/2014 04:01:39 PM--- Classification: For internal use only Matt, can you look into}Paul Morris---07/23/2014 04:01:39 PM---Classification: For internal use only Matt, can you look into commodities trades we have done (oil, fcid:image004.png@O1CFAC98.0D78C2801 From: cid:ima e005. n 01CFAC98.0D78C2801 fcid:image004.png@O1CFAC98.0D78C2801 To: {cid:image005.png@O1CFAC98.0D78C280} EFTA01469863 mathew.negus@db.com, {cid:image004.png@O1CFAC9B.OD78C280} Cc: cid:ima e005.in'.01CFAC9B.OD78C280 • {cid:image004.png@O1CFAC9B.OD78C280} Date: {cid:image005.png@O1CFAC9B.OD78C280} 07/23/2014 04:01 PM {cid:image004.png@O1CFAC9B.OD78C280} Subject: {cid:image005.png@O1CFAC9B.OD78C280} Southern Financial revenues [I] Classification: For internal use only Matt, can you look into commodities trades we have done (oil, copper) and associated revenue, i don't think they are being captured. thx Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: 212-454-0701 Cell: EFTA01469864