EFTA Document EFTA01493479

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 9/3W12 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Sett* Date Selection Method Settled Sales/Maturities/Redemptions 9/25 9/25 Principal Payment Pro Rata MORTGAGEIT TRUST 2005-2 CL 1M1 VAR RT 05/25/2035 DTD 04/27/2005 PAYMENT NC PRINCIPAL (ID: 61915R-AD-8) (15,829.800) 100.00 15,829.80 (11,080.86) 4,748.94 S 9/20 9/25 Sale FIFO APPROACH RESOURCES INC 0 29.28507 292,850.70 BROKERAGE 400.00 TAX 8/OR SEC 6.56 J.P. MORGAN SECURITIES (SC (ID: 03834A-10-3) (10,000.000) 29.244 292,444.14 (305,000.00) (12,555.86) S 9/20 9/25 Sale FIFO TRULIA INCA 23.8512619,081.00 BROKERAGE 100.00 TAX 8/OR SEC .43 J.P. MORGAN SECURITIES LW (ID: 897888-10-3) (800.000) 23.726 18,980.57 (13,600.00) 5,380.57 S 9/24 9/27 Sale FIFO GS CONT BUFF E0 SPX 719/1380% CONIIN BARRIER- 10.5%CPN 15% CAP INITIAL LEVEL-8/20/12 SPX:1355.69 A 105.40 JP MORGAN SECURITIES LLC (BIDL) (ID: 38143U-29-5) (3,000,000.000) 105.40 3,162,000.00 (3,000,000.00) 162,000.00 S 9/24 9/27 Sale FIFO HSBC MARKET PLUS SPX 05/17/13 72% KO BARRIER- 0%CPN ,UNCAPPED INITIAL LEVEL-02/14/12 SPX:1350.50 e 108.30 JP MORGAN SECURITIES LLC (BIDL) (ID: 4042K1-X0-1) (5,000,000.000) 106.30 5,315,000.00 (5,000,000.00) 315,000.00 S 9/25 9/28 Sale FIFO APOLLO RESIDENTIAL MTG INC PFD 8% • 25.07853 376,177.95 BROKERAGE 600.00 TAX 8/OR SEC 8.43 J.P. MORGAN SECURITIES LLC (ID: 03763V-20-1) (15,000.000) 25.038 375,569.52 (375,000.00) 569.52 S 9/25 9/28 Sale FIFO APOLLO RESIDENTIAL MTG INC PFD 8%0 25.08 250,800.00 BROKERAGE 400.00 TAX 8/OR SEC 5.62 J.P. MORGAN SECURITIES LLC (ID: 03763V-20-1) (10,000.000) 25.039 250,394 38 (250,000.00) 394.38 S 9/25 9/28 Sale FIFO BANK OF NEW YORK MELLON PFD 5.2%@ 24.78309 1,262,917.59 BROKERAGE 2,040.00 TAX 8/OR SEC 28.29 J.P. MORGAN SECURITIES LLC (ID: 064058.20.9) (51,000.000) 24.723 1,260,849.30 (1275,000.00) (14,150.70) S JP Morgan Account W23560001 Page 27 of 36 Consolidated Statement Page 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-000 16342 SDNY_GM_00285540 EFTA01493479