EFTA Document EFTA01500259

JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/I3 to 9130/13 Asset Account J.P. Morgan Team Table of Content, Page VVIlliam Sheridan Banker Account Summary 2 Justin Nelson Banker Holdings Paul Barrett Investment Specialist Equity 4 Janet Young Client Service Team Cash 8 Fixed Income 5 Gina Magliocco Client Service Team Portfolio Activity 11 Jason Grosse Online access Client Service Team ynvw.jpmorganonline.eom Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013, JPMS LLC's net capital of 513.8 billion exceeded the minimum regulatory net capital requirement of 51.8 billion by 512.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). Complete copies of the JPMS LLC's and JPMCC% individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholdercomipmorganchasertinancial- condition.cfm J.P.Morgan Additionally, you may call 1.666.576.1300 to request a hard copy of the statement. 0026007020 150 15 00 SOUTHAF 20131002 Page 1 of 37 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00024214 SDNY_GM_00293412 EFTA01500259