EFTA Document EFTA01500335

SOUTHERN TRUST COMPANY, INC ACCT For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss C indicates Currency GairVloss Trade Date Type Description Quantity Per Unit Amount Proceeds Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 10/4 10/8 Option Buybadc FIFO GBP CALL USD PUT FX EUROPEAN STYLE OPTION FEB OS, 2014 e 1.595 K001.5751001.645 REPURCHASE OF WRITTEN FX OPTION (ID 3,000,000.000 0.021 (83,640.00) 58294.17 (5.345.83) C 10/7 10/8 Sell Option High Cost CHICAGO BOARD OPTIONS EXCHANGE INDEX CALL 10/16/13 @ 16 SELL-OFF PURCHASED OPTION (ID: (10.000) 228.964 2.289.64 (955.36) 1,334.28 S 10/7 10/9 Option Buyback FIFO AUD PUT USD CALL FX EUROPEAN STYLE OPTION JAN 24, 2014 @ .89 KI 0.84 REPURCHASE OF WRITTEN FX OPTION OD 5,000,000.000 0.007 (33,597.50) 51.100.00 17,50250 C 10/9 10/11 Option Buybedc FIFO JPY CALL USD PUT FX EUROPEAN STYLE OPTION JAN 29 2014 95 KI (t 94 KO 101 REPURCHASE OF WRITTEN FX OPTION (ID: 475,000,000.000 (67,000.00) 71250.00 4,250.00 C 10/9 10/11 Option Buybadc FIFO AUD CALL. USD PUT FX EUROPEAN STYLE OPTION JAN 24, 2014 fa .94 KI e 0.96 KO e 0.88 REPURCHASE - OF WRITTEN FX OPTION (ID: 5,000,000.000 0.018 (92,120.00) 48,175.00 (43.945.00) C 109 10/11 Option Buyback FIFO NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 23.2014 0.82 KI Q 0.845 KO 0.768 REPURCHASE OF WRITTEN FX OPTION (ID 5,000,000.000 0.022 (106.855.00) 41.000.00 (67.855.00) C 10/9 10/11 Option Buybadc FIFO GBP CALL USD PUT FX EUROPEAN STYLE OPTION FEB 06, 2014 • 1.57 KI e 1.5135 KO e 1.53 OPTION KN RCHASE OF WRITTEN FX OPTION (ID 3,000,000.000 0.04 (119,163.00) 29,908.50 (89,254.50) C 10/10 10/15 Option Buyback FIFO NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 23.2014 e .82 KI 43) 0.845 KO e 0.768 REPURCHASE OF WRITTEN FX OPTION OD 5,000,000.000 0.019 (97.170 00) 41,000 00 (56,170.00) C JP Morgan Page 18 of 35 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00024317 SDNY_GM_00293515 EFTA01500335