EFTA Document EFTA01500381

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 11/1/13 to 11/30113 Pnce Quantity Value Adjusted Cost Unreakzed Gain/Loss Est. Annual Income Yield Original Cost Acaued Interest Foreign Exchange & Non-USD Fixed Income JPY PUT USD CALL FX EUROPEAN STYLE OP FEB 06, 2014 6 102 KI 6106 XJPYI213-GD-Z 0.02 (204,000,000.00) (31,558.27) (37,400.00) 5,841.73 NZD CALL USD PUT FX EUROPEAN ST/LE OPTION FEB 06, 2014 C.8 KO 0.77 XNZDCA-DE-Z 2.21 (2,000,000.00) (44,178.99) (16,28000) (28,898.99) Total Foreign Exchange 8 Non-USD Fixed Income ($113,626.06) ($201,744.71) $89,219.65 $0.00 0.00% Trade Date Currency Amount Settlement Date Counter Currency Counter Amount Contract Current Market Rate Forward Rate Market Value Receivable Market Value Payable Unrealized Gain/Loss Foreign Exchange Contracts JAPANESE YEN Nov. 20 13 JPY (490.445.000 00) 100 000000 102.358870 4,904,460.00 113,023.55 US DOLLAR Dec. 613 USD 4,904,450 00 4,791,426.45 POUND STERLING Nov. 20 13 GBP (3.000.000 00) 1.614000 1 637977 4,842,000.00 (71.930 88) US DOLLAR Dec. 613 USD 4.842.000.00 4,913,930.88 Total Foreign Exchange Contracts $9,748,450.00 $41,092.67 $9,706,367.33 JP Morgan Page 7 of 23 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00024378 SDNY_GM_00293576 EFTA01500381