EFTA Document EFTA01518440

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 4/1/13 to 4/30/13 Note: ' This is the Annual Percentage Yield (API() which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR 1.00 25,904.04 25,904.04 25,904.04 2.59 0.01%* 0.30 US Fixed Income HARBOR HIGH YIELD BOND FUND - INS 11.38 4,547.24 51,747.61 51,111.00 636.61 2,901.14 5.61% COHEN & STEERS PREFERRED SECURITIES 13.74 3,742.69 51,424.60 50,60200 822.60 3,188.77 6.20% AND INCOME FUND INC HARBOR CONVERTIBLE SEC FD-IS 10.42 1,872.78 19,514.37 19,196.00 318.37 473.81 2.43% JPM STR INC OPP FD 11.97 3,015.90 38,100.32 36,040.00 60.32 1,209.37 3.35% FUND 3844 87.46 PRUDENTIAL TOTAL RETURN BD F 14.77 5,318.18 78,549.46 77,539.00 1,010.46 2,818.63 3.59% CL Z DOUBLEUNE FDS TR 11 41 12,498.16 142.603.95 142,229.00 374.95 7.923.83 5.56% TTL RTN SD I JP Morgan Account Page 10 of 14 Consolidated Statement Page 68 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045667 SDNY_GM_003 1 4 865 EFTA01518440