EFTA Document EFTA01521363

JPMorgan Chase Bank N.A. 270 Park Avenue, New York, NY 10017-2014 (Reviewed) Asset Account J.P. Morgan Team Table of Contents Page Paul Morns Banker Account Summary 3 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 6 Gina MegWoe° Client Service Team Alternative Assets 9 Cash & Fixed Income 10 R Other Assets 16 Online access www.jcimorganonline.com Portfolio Activity 17 J.P. Morgan CHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9130/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion. JPMCC's net capital of $7.3 billion was approximately 7.5% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $2.0 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual Statement Financial 0000000067 00.0 OE OCO01 MAXIW04 20121011 Page 1 of 32 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048742 SDNY_GM_00317940 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). unaudited of Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co website address: http://investor.shareholdercomilpmorganchaseffinancial- condition.cfm Additionally. you may call the following toll-free phone number to r uest a hard copy of the statement: EFTA01521363