EFTA Document EFTA01521419

INFLOWS & OUTFLOWS GHISLAINE MAXWELL For the Period 10/1/12 to 10/31/12 Type Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Settle Date Selection Method Description Cos( 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DM 10/152010 (ID: 40429X-YB-6) 100,000.000 0.015 1,450.00 1030 Dlv Domest JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DM 04/23/2008 (ID: 48625H-HA-1) 150.000.000 0.04 5,925.00 10130 Interest Income CIT1GROUP CAPITAL XIII 77/8% PFD O 0.492187 PER SHARE (ID: 173080-20-1) 10,000.000 0.492 4,921.87 Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT $14,072.22 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown Is in USD. Type Description Quantity Transaction Market Value • Settle Date Selection Method Cost Securities Translated In 10E NonTaxableExchange PROSHARES ULTRASHORT S&P500 NEW REVERSE SPLIT- HOLDERS RECEIVE 1 NEW UNIT FOR EVERY 4 OLD UNITS OF PROSHARES ULTRASHORT UP 500, CUSIP: 74347R883, HELD. (ID: 743478-30-0) 250.000 44,809.50 Securities Transferred Out 1015 Exchange PROSHARES ULTRASHORT S&P500 REVERSE SPLIT- HOLDERS RECEIVE 1 NEW UNIT OF PROSHARES ULTRASHORT UP 500, CUSP: 7434713300, FOR EVERY 4 OLD UNITS HELD. (ID: 74347R-88-3) (1,000.000) 44,809.50 (13,231.00) JP Morgan Page 19 of 35 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048800 SDNY_GM_00317998 EFTA01521419