EFTA Document EFTA01542864

January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Total enclosures: 72 Page 1 of 7 967 000 PB NES, LLC ERIC GANY NEW YORK STRATEGY GROUP 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 JPMorgan Chase Bank Your JPMorgan Private Bank Team: CAMILLO D'ORAZIO ETHAN HORNBECKER Private Bank ServiceLine For assistance after business hours, 7 days a week. Relationship Banking Summary Deposit Accounts Business Checking Description Total Number Opening Balance $78,795.65 Total Credits $525,000.00 Total Debits $460,753.80 Ending Balance $143,041.85 $143,041.85 JPMorgan Private Bank EFTA01542864 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 2 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date $78,795.65 $525,000.00 $460,753.80 $143,041.85 Description Debit Opening Balance Jan 02 Jan 02 Jan 06 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 122450V01 Check Paid # 20570 Internal Funds Transfer JEFFREY E EPSTEIN Jan 06 Jan 06 Jan 07 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 010701A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 698001471940TPW Internal Funds Transfer JEFFREY E EPSTEIN Jan 07 Jan 08 Jan 09 Jan 09 Jan 09 EFTA01542865 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 010701V01 Check Paid # 1039 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 9719297VV Check Paid # 1038 Check Paid # 20577 Check Paid # 20579 Check Paid # 20580 Check Paid # 20581 Check Paid # 20582 Check Paid # 20583 Check Paid # 20584 $1,666.40 $55.50 $50,000.00 Credits Balance $78,795.65 $77,129.25 $77,073.75 $127,073.75 $20,830.28 $106,243.47 $32,614.48 $300,000.00 $73,628.99 $373,628.99 $1,291.53 $372,337.46 $310,469.00 $209.00 $5,538.42 $38.76 $25.21 $126.75 $509.18 $120.54 $42.73 $77.67 EFTA01542866 $61,868.46 $61,659.46 $56,121.04 $56,082.28 $56,057.07 $55,930.32 $55,421.14 $55,300.60 $55,257.87 $55,180.20 EFTA01542867 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 3 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 12 (cont.) Description Debit Check Paid # 20585 Check Paid # 20586 Check Paid # 20595 Check Paid # 20596 Check Paid # 20597 Check Paid # 20599 Check Paid # 20600 Check Paid # 20601 Check Paid # 20602 Check Paid # 20603 Check Paid # 20604 Check Paid # 20605 Check Paid # 20607 Check Paid # 20609 Check Paid # 20610 Check Paid # 20611 Check Paid # 20612 Internal Funds Transfer JEFFREY E EPSTEIN EFTA01542868 Jan 12 Jan 12 Jan 12 Jan 13 Jan 13 Jan 13 Jan 14 Jan 14 Jan 14 Jan 14 Jan 15 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Check Paid # 20578 Check Paid # 20594 Check Paid # 20598 Check Paid # 20587 Check Paid # 20588 Check Paid # 20606 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 8127986 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 7827522 Check Paid # 20589 Check Paid # 20590 Check Paid # 20593 Check Paid # 20545 Check Paid # 20608 Check Paid # 20617 Check Paid # 20618 Check Paid # 20619 Check Paid # 20620 Check Paid # 20621 $60.81 $49.18 $47.06 $37.05 $80.24 $108.63 $108.63 $113.55 EFTA01542869 $47.06 $47.06 $47.06 $66.98 $48.77 $23.12 $346.85 $43.62 $55.58 $50,000.00 Credits Balance $55,119.39 $55,070.21 $55,023.15 $54,986.10 $54,905.86 $54,797.23 $54,688.60 $54,575.05 $54,527.99 $54,480.93 $54,433.87 $54,366.89 $54,318.12 $54,295.00 $53,948.15 $53,904.53 $53,848.95 $103,848.95 $1,968.82 $810.13 $178.15 $212.36 $94.93 $800.00 $87.16 $108.25 $1,871.05 $407.34 $26.52 $248.25 $48.41 $78.81 $25.32 $31.71 $39.93 $59.59 $101,880.13 $101,070.00 $100,891.85 EFTA01542870 $100,679.49 $100,584.56 $99,784.56 $99,697.40 $99,589.15 $97,718.10 $97,310.76 $97,284.24 $97,035.99 $96,987.58 $96,908.77 $96,883.45 $96,851.74 $96,811.81 $96,752.22 EFTA01542871 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 4 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 20 Jan 20 Jan 20 Jan 20 Jan 20 Jan 20 Jan 20 Jan 20 Jan 21 (cont.) Description Debit Check Paid # 20624 Check Paid # 20625 Check Paid # 20626 Check Paid # 20627 Check Paid # 20628 Check Paid # 20629 Check Paid # 20637 Check Paid # 20638 Check Paid # 20639 Check Paid # 20640 Check Paid # 20643 Check Paid # 20591 Check Paid # 20622 Check Paid # 20630 Check Paid # 20631 Check Paid # 20634 Check Paid # 20636 EFTA01542872 Check Paid # 20641 Check Paid # 20642 Internal Funds Transfer JEFFREY E EPSTEIN Jan 21 Jan 21 Jan 21 Jan 21 Jan 21 Jan 21 Jan 21 Jan 21 Jan 21 Jan 22 Jan 22 Jan 23 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 012202A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 275000972629TPW Check Paid # 20613 Check Paid # 20614 Check Paid # 20615 Check Paid # 20632 Check Paid # 20633 Check Paid # 20635 Check Paid # 20644 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 012202V01 Check Paid # 20623 Check Paid # 20616 $81.18 $71.09 $32.14 $60.97 $49.18 $1,061.16 $134.44 $105.64 $116.65 $47.06 $26.21 $103.04 $159.63 $177.99 EFTA01542873 $258.06 $294.26 $8,496.27 $483.56 $586.58 $50,000.00 Credits Balance $96,671.04 $96,599.95 $96,567.81 $96,506.84 $96,457.66 $95,396.50 $95,262.06 $95,156.42 $95,039.77 $94,992.71 $94,966.50 $94,863.46 $94,703.83 $94,525.84 $94,267.78 $93,973.52 $85,477.25 $84,993.69 $84,407.11 $134,407.11 $19,429.65 $114,977.46 $32,584.18 $2,800.00 $2,000.00 $16.66 $360.69 $382.35 $262.19 $192.95 $1,291.55 $200.79 $96.30 $82,393.28 $79,593.28 $77,593.28 $77,576.62 $77,215.93 $76,833.58 $76,571.39 $76,378.44 $75,086.89 $74,886.10 EFTA01542874 $74,789.80 EFTA01542875 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 5 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Jan 27 (cont.) Description Debit Internal Funds Transfer JEFFREY E EPSTEIN Jan 27 Jan 28 Jan 29 Jan 30 FUNDS TRANSFERRED FROM DDA AC# 0007 39110438 TO DDA AC# 000739121472 LE TTER FROM CLIENT Check Paid # 1040 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 8809160 Electronic Funds Transfer INTUIT SUPPLIES Re: CHECK/FORM Ref: Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 788023898746224 $460,753.80 Ending Balance Checks Paid Check 1038 1039 1040 20545 20570 20577 20578 20579 20580 20581 20582 20583 20584 EFTA01542876 20585 20586 20587 20588 20589 20590 20591 20593 20594 Date * * * * Jan 09 Jan 08 Jan 27 Jan 16 Jan 02 Jan 09 Jan 12 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 13 Jan 13 Jan 14 Jan 14 Jan 20 Jan 15 Jan 12 Amount Check $5,538.42 $310,469.00 $6,153.80 $248.25 $55.50 $38.76 $1,968.82 $25.21 $126.75 $509.18 $120.54 $42.73 $77.67 $60.81 EFTA01542877 $49.18 $212.36 $94.93 $1,871.05 $407.34 $103.04 $26.52 $810.13 20595 20596 20597 20598 20599 20600 20601 20602 20603 20604 20605 20606 20607 20608 20609 20610 20611 20612 20613 20614 20615 20616 Date Jan 09 Jan 09 Jan 09 Jan 12 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 09 Jan 13 Jan 09 Jan 16 Jan 09 Jan 09 Jan 09 Jan 09 Jan 21 Jan 21 EFTA01542878 Jan 21 Jan 23 Amount Check $47.06 $37.05 $80.24 $178.15 $108.63 $108.63 $113.55 $47.06 $47.06 $47.06 $66.98 $800.00 $48.77 $48.41 $23.12 $346.85 $43.62 $55.58 $2,800.00 $2,000.00 $16.66 $96.30 20617 20618 20619 20620 20621 20622 20623 20624 20625 20626 20627 20628 20629 20630 20631 20632 20633 20634 20635 20636 20637 20638 Date Jan 16 Jan 16 Jan 16 EFTA01542879 Jan 16 Jan 16 Jan 20 Jan 22 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 16 Jan 20 Jan 20 Jan 21 Jan 21 Jan 20 Jan 21 Jan 20 Jan 16 Jan 16 Amount $78.81 $25.32 $31.71 $39.93 $59.59 $159.63 $200.79 $81.18 $71.09 $32.14 $60.97 $49.18 $1,061.16 $177.99 $258.06 $360.69 $382.35 $294.26 $262.19 $8,496.27 $134.44 $105.64 $525,000.00 $143,041.85 $350.00 $143,041.85 Credits $75,000.00 Balance $149,789.80 $6,153.80 EFTA01542880 $87.16 $143,636.00 $143,548.84 $156.99 $143,391.85 EFTA01542881 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 6 of 7 JPMorgan Private Bank Business Checkin Account Number NES, LLC Checks Paid Check 20639 20640 Total Checks Enclosed Checks: 72 Fees and Charges for Business Accounts We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. *Gap in check sequence Date Jan 16 Jan 16 Amount Check $116.65 $47.06 20641 20642 Date Jan 20 Jan 20 Amount Check $483.56 $586.58 20643 20644 Date Jan 16 Jan 21 Amount $26.21 $192.95 $350,047.17 (cont.) EFTA01542882 January 01, 2004 - January 30, 2004 NES, LLC Primary Account Number: Page 7 of 7 JPMorgan Private Bank Important Information about Your Statement Personal accounts are subject to the Deposit Accounts Agreement or the General Terms For Accounts and Services. Business accounts are subject to the Terms and Conditions for Commercial Accounts or the General Terms For Accounts and Services. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Fund Distributors, Inc. which is not affiliated with the Bank. The Bank and its affiliates EFTA01542883 receive compensation from the JPMorgan Funds for providing services to the funds. Read the JPMorgan Funds prospectuses carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. Reich & Tang Distributors Inc. is a member NASD. The Bank is not a registered broker-dealer. Securities transactions may be through JPMorgan Fund Distributors, Inc. a subsidiary of the Bank, is a member of NASD/SIPC. IRA Accounts Accounts of the Bank as trustee, or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to JPMorgan Funds for which a rebate process has been established since these charges are subject to rebate as defined below. For accounts of the Bank as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. "fiduciary Shares" means shares of JPMorgan Select Funds and Institutional Shares of the JPMorgan Bond Fund II, JPMorgan Short-Term Bond Fund II, JPMorgan Intermediate Bond Fund II, and JPMorgan Large Cap Equity Fund held in Bank trust accounts or in discretionary investment management accounts at the Bank held by ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01542884