EFTA Document EFTA01583071

itastaia a For the Period 9/1/13 to 9/311113 Account Summary Account Number Beginning Net Market Value Ending Nat Change Start on Market Value In Value Page Investment Accounts) SOUTHERN TRUST COmPANv. INC 5 136802.17 6.108.928.48 969,126.31 4 SOUTHERN TRUST COmPANY, INC 68,406.87 78,688.51 12,279.64 42 SOUTHERN TRUST COmPANY. INC 0.00 0.00 0.00 50 Total Value $6,206,211.04 $6,187,616.99 $981,406.96 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see -Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority rFINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 0000007990 1501500001 SC39704AF ?,(07 J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013. JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.0% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: httpflinvestor.shareholder.comipmorganchaseiflnancial- condition.cfm Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062682 EFTA01583071