EFTA Document EFTA01597239

UBS October 24, 2019 VIA OVERNIGHT MAIL Federal Bureau of Investigation 26 Federal Plaza New York, NY 10278 UBS Group AG Legal•SLG Group Eric I. Ryan 1285 Avenue of the Americas - 12th Floor New York. NY 10019 Re: Subpoena issued to CMS Financial Services, Inc. dated August 16, 2019; Chislaine Maxwell Dear Mr. Mark Lubin: On behalf of UBS Financial Services, Inc. ("UBS" or the "Firm"), this letter is in response to the Grand Jury Subpoena (the "Subpoena") in which you requested information and documentation with respect to the matter referenced above. Pursuant to our telephone call on September 24. 2019, you agree to accept account opening documents, account statements, copies of checks and wires. OLS Summaries and email correspondence to fully satisfy UBS's obligations under the Subpoena. Notwithstanding any prior objections the Firm has made to the Subpoena; enclosed please find a CD containing the items described within: Account Records Account Number Credit Card Statements OLS Summary Description of Documents Account Opening Documents, Copies of Checks Account Opening Documents, Copies of Checks Account Opening Documents, Copies of Checks Account Opening Documents. Copies of Checks Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Account Opening Documents Copies of Checks Copies of Checks Copies of Checks Please note that the remaining documents will be produced to you as soon as they become available. Una Financial Saivism Inc. Y a subsidiary of UBIt AG CONFIDENTIAL S0NY_GM_00009573 EFTA01597239 UBS tJBS Group AG Legal-SIG Group Eric 1. Ryan 1285 Avenue of the Americas - 12th Floor New York. WAVI ubs :_orn tJBS requests that, unless otherwise required by law or court order, said documents be kept confidential and not disclosed to any third party outside the context of the above referenced legal proceeding. 1JBS also requests advance notice of any decision to disclose any of the documents provided pursuant to this request. The CD is password protected. Please use WinZip to unzip and view the documents. Please email me at criers an a ubs coin upon receipt for the necessary password. If you have any questions, please feel free to contact me. Sincerely, Eric Ryan 6& WEIS Financial Services Inc. Is a subsidiary of 118$ AG CONFIDENTIAL SDNY_GM_00009574 EFTA01597240