EFTA Document EFTA01597625

SZOO I SO I £89 Client Information Montpelier Trust Trust Information Trust Type Name Irrevocable Trust Montpelier Trust US Trust Jurisdiction Date Established 07/31/2018 Name of All Trustees Christine Yvonne Malina-Maxwell Jeffrey W. Roberts Scott Borgerson Name of All Grantors Ghislaine Maxwell Client Contact Information Residential Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP City, State, Zip Code Home Phone Boston, MA 02210-2698 E-mail Address Net Worth Information Annual Income Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts None Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None None Knowledge of investments Percentage of total investable assets held at UBS None More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obrain, verify and record informarion rhar identifies each person or entity rhar opens an Amount with us. When you open an Account we w0I ask for your name, street address. dare of birth and a tax idenrification number, such as a Soda/ Security number. We may also ask to see a drivers [cerise or other documenrs that waY alkwy us to idenrify you. Please review and verify al of the information that you provided ro us when you opened your Account. If you bare changes• corrections or adckbons notify your Financial Advisor as soon as possible. If you share assets with another person, the net north figure here shows your portion only, based upon instructions you provided. InnestmentInformaldm This section reflects answers you minded related to your lineament experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORE'W.I0JUI Wall) Package ID. 0268371051 CONFIDENTIAL SDNY_GM_00009962 EFTA01597625 0 0 Christine Yvonne Malina-Maxwell Personal Information Name Christine Yvonne Malina-Maxwell a Citizenship United States Gender Female Date of Birth Marital Status Married Client Contact Information Residential Address 5201 Amesbury Drive Apt 200 City, State, Zip Code Dallas, TX 75206-4307 Home Phone E-mail Address Net Worth Information You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 8 Individual Stocks None Equities None Bonds None Futures None Options-Buy None Options-Sell None IN Knowledge of investments You have indicated you have a good understanding of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Fedoraflaw requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account. we wll ask for your name, street address dare of birth and a tax identification number such as a Social Security number. We may also ask to see a drivers &cerise w other documents that waYalkwy us to identify you. Please ret4ew and verify al of the information that you provided ro us when you opened your Account. If you bare changes• corrections or adthdon; notify your Financial Advisor as soon as possible. if you share assets with another person, the net north figure here shows your portion only, based upon instructions you provided. Invesbnent In frematinn• This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORCWIOJUI Alan) 2 CONFIDENTIAL SDNY_GM_00009963 2 EFTA01597626 0 Jeffrey W. Roberts Personal Information Name Jeffrey W. Roberts United States Citizenship Gender Date of Birth Marital Status Male Married Client Contact Information Residential Address 5 Settlers Lane City, State, Zip Code Home Phone E-mail Address Wenham, MA 01984-1464 Net Worth Information You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 13 Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None IN! None Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we wll ask for your name, street address. date of birth and a tax identification number such as a Soda/ Security number. We may also ask to see a drivers license or other documents that waYalkw us to identify you. Please renew and verify al of the information that you provided ro us when you opened your Account. If you bare changes corrections or adthrions notify your Financial Advisor as soon as possible. if you share assets with another person, the net worth figure here shows your portion only, based upon instructions you provided. InvestinentInfrumatinn• This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. 3 CONFIDENTIAL SDNY_GM_00009964 3 EFTA01597627 0 Scott Borgerson Personal Information Name Scott Borgerson United States Citizenship Gender Male Date of Birth Marital Status Single Client Contact Information Residential Address 36 Beacon Street City, State, Zip Code Home Phone E-mail Address Boston, MA 02108-1433 Net Worth Information You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 23 Individual Stocks None Equities Bonds None None Futures None Options-Buy Options-Sell None IN! None Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. U.S. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we wll ask for your name, street addess• date of birth and a tax idenrification number such as a Soda/ Security number. Plit, may also ask to see a drivers &cerise or other documents that waYalkw us to identify you. Please renew and verify al of the information that you provided ro us when you opened your Account. If you bare changes. corrections or adthdons, notify your Financial Advisor as soon as possible. if you share assets with another person, the net worth figure here shows your portion o* based upon instructions you provided. MvestmentInformatinn• This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. UORE'W.I0JUI Alan) 4 CONFIDENTIAL S0NY_GM_00009965 4 EFTA01597628 UOlletkuqUI Ghislaine Maxwell Personal Information Name Ghislaine Maxwell Citizenship Gender Date of Birth Marital Status United States Female Single Client Contact Information Residential Address 139A Charles St Apt 233 Boston, MA 02114-3252 City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occupation Occupation Industry Employer Name Business Address Employed Other Other The TerraMar Project 116 E 65th Street City, State, Zip Code New York, NY 10065 - 7007 Net Worth Information Annual Income Range from $200,000 - $499,999 Range from $10,000,000 AND ABOVE Range from $10,000,000 AND ABOVE 37% and above Liquid Assets (cash and marketable securities) Net Worth (excluding primary residence) Federal Marginal Tax Rate You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 24 Individual Stocks None Equities Bonds 23 23 MEM Futures 7 Options-Buy Options-Sell 12 12 Knowledge of investments You have indicated you are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Amount with us. When you open an Account, we wll ask for your name, street address. date of birth and a tax identification number, such as a Soda/ Security number. We may also ask to see a drivers license or other documents that whir a/lbw us to identify you. Please renew and verify al of the information that you provided ro us when you opened your Account. If you hare changes, corrections or adthdon; notify your Financial Advisor as soon as possible. If you share assets with another person, the net north figure here shows your portion only, based upon instructions you provided. Invesbnent In format/4n: This section reflects answers you provided related to your investment experience. market knowledge and other assets and is used to ensure our investment recommendations are suitable for your situation. ucliewmjui wail) 5 You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. CONFIDENTIAL SDNY_GM_00009966 5 EFTA01597629 V011ecUMWI luau') You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. tiogeunolui wail) 6 CONFIDENTIAL SDNY_GM_00009967 6 EFTA01597630 A ri ccount Information RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles)]. No Investment Objective Risk/Return Objectives Investment Time Horizon a Short-Term Liquidity Needs Sweep Account Election • • Primary Sweep Fund Sweep Cap Election UBS FDIC INSURED DEPOSIT PGM No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immediatey if jou have any changes or corrections. Fo✓ more intimation, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask profile and investment objective below are speolic only to this account: other accounts may have &fermi, account risk profiles and investment alert/1,es. Your Account Risk Profile for this particular account is defined as Aggressive.. WiNing to accept high risk to principal and high voLitifity to seek high returns over time. Di Hermit accounts may have different risk profiles Your Investment Objective Achieve Cap'tal Appreciation. Investments seeking growth of prino'pal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson. Head or Senior Leader of a major religious organization, or the like. 7 CONFIDENTIAL S0NY_GM_00009968 7 EFTA01597631 UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersonOme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoilewiqui iono),y 8 CONFIDENTIAL SDNY_GM_00009969 8 EFTA01597632 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our profiling questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Investment Objective Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon a 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund RMA GOVERNMENT MONEY MARKET FD U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Heise review the information about each of your accounts and notify your Financial Advisor immedatey if Lou have any changes or corrections. Fo✓ more information, pkwe refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask profik and investment Sove be/oware speolic only to this account other accounts may have thfferent account risk profiles and investment otrerrves. Your Account Risk Profile for this particular account is defined as: Aggressive.. WiNing to accept high risk to principal and high volatility to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Carnal Appreciation. Investments seeking growth of prino'pal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament, Chairperson. Head o✓ Senior Leader of a major religious erganiation, or the like. 9 CONFIDENTIAL SDNY_GM_00009970 9 EFTA01597633 U011eUJI0JUI )UnO)>N1 Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Ac According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolieunolui iuno»y 10 CONFIDENTIAL SDNY_GM_00009971 10 EFTA01597634 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First Infirst Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our prolitioo questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles". No Investment Objective Risk/Return Objectives Investment Time Horizon a Short-Term Liquidity Needs Sweep Account Election a Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and notify your Financial Advisor immedatey if Lou have any changes or corrections. Fo✓ more information, pkwe refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk pro fik and investment Solt below are specific only to this account other accounts may have &fermi, account risk profiles and investment otreoves. Your Account Risk Profile for this particular account is defined as Aggressive.. Wilkngto accept high risk to principal and high voLitibry to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective. Achieve Capital Appreciation. Investments seeking growth of prino'pal rather than the generation of income. A senior patina/ official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament, Chairperson. Head o✓ Senior Leader eta major religious Organization, or the kke. 11 CONFIDENTIAL S0NY_GM_00009972 11 EFTA01597635 UOlewgyUl icino),y Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Ac According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No uolieunolui iuno»y 12 CONFIDENTIAL SDNY_GM_00009973 12 EFTA01597636 0O.1PUI10JVJ Wr10))11 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon a 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immediatey if Lou have any changes or corrections. Fo✓ more information, (tease refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note the account Ask profik and investment Sole below are speelic only to this account other accounts may have &fermi, account risk profiles and imesnnent otreoves. Your Account Risk Profile for this particular account is defined as Aggressive. Withngto accept high risk to principal and high voLitifity to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Carnal Appreciation. Investments seeking growth of principal rather than the generation of income. A senor political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Saint Chiefs Staff, Member of Congress or a Parliament, Chairperson. Head or Senior Leader eta major religious organization, or the kke. 13 CONFIDENTIAL S0NY_GM_00009974 13 EFTA01597637 icino),y Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No iuno»y 14 CONFIDENTIAL SDNY_GM_00009975 14 EFTA01597638 U0 learOlUi Wr10))11 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a Margin No If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. Cost Basis Method First In,First Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon 7 - 10 years a Short-Term Liquidity Needs No Sweep Account Election -1M Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immethatey if jou have any changes or corrections. For more information, pkyse refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note the account Ask profik and investment Solve below are speolic only to this account other accounts may have thfferent account risk profiles and invesbnent otreoves. Your Account Risk Profile for this particular account is defined ac Aggressive' Withng to accept high risk to principal and high voLitibry to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capita/ Appreciation: Investments seeking growth of prino'pal rather than the generation of income. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson. Header Senior Leader o I a major religious organization, or the like. 15 CONFIDENTIAL SDNY_GM_00009976 15 EFTA01597639 uoliewioluituno)N Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Ac According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No iuno»y 16 CONFIDENTIAL SDNY_GM_00009977 16 EFTA01597640 U0 learOlUi Wr10))11 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. a Margin Yes a You have agreed that the Margin Agreement in the Completing Your Account Opening Process package governs your use of margin in this account and all other accounts you have now or any accounts that you may open in the future. As described in the Margin Agreement, certain securities in your Account may be loaned to UBS or to other persons or entities. Cost Basis Method First In,First Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Moderate Your answers to our profiling questions: Risk Tolerance Moderate Risk Investment Objective Produce a combination of income and capital appreciation Risk/Return Objectives Moderate Fluctuations, Moderate Returns Investment Time Horizon 7 - 10 years Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No U U You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the inkmarion about each of your accounts and nobly your Financial Advisor immethatey if jou have any changes or corrections. For more intimation, pkyse refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account risk profik and investment ob, erolt. below are specific only to this account other accounts nay have &feral, account Ask profiles and investment otOroves. Your Account Risk Profile for this particular account is defined ac Moderate: Wiling to accept some risk to principal and tolerate some volatility to seek higher returns. Different accounts may have different risk profiles Your Investment Objective Produce a Combination of Income and Capital Appreciation. Investments seeking both the generation of income and growth of principal to accounts with conservative or moderate risk profiles, investment eligibility considerations help us identify whether you maybe ell'gibk to invest in certain higher risk securities as a portion of your ponfobb. These investments offer additional &Versification. A senior political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the Joint Chiefs Staff, Member of Congress or a Parliament Chairperson. Head or Senior Leader of a major religious organization, or the Ike. 17 CONFIDENTIAL SDNY_GM_00009978 17 EFTA01597641 UOileUJ4JUI )UnO)N Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address MJ Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No iuno»y 18 CONFIDENTIAL SDNY_GM_00009979 18 EFTA01597642 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address • City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Online Services (OLS) Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Aggressive/Speculative Your answers to our profiling questions: Risk Tolerance High Risk Investment Objective Achieve capital appreciation (emphasis on growth of capital, not on income) Risk/Return Objectives Higher Fluctuations, Higher Returns Investment Time Horizon 7 - 10 years a Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and nobly your Financial Advisor immethatey if Lou have any changes or corrections. Fo✓ more information, please refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask profik and ewes:mem Stilt below are speolic only to this account other accounts may have thfferent account risk profiles and investment of oves. Your Account Risk Profile for this particular account is defined as Aggressive: Wil Mg to accept high risk to principal and high voLitibty to seek high returns over time. Di Herein accounts may have different risk profiles Your Investment Objective Achieve Capital Appreciation. Investments seeking growth of principal rather than the generation of income. A senor political official is defined as a President or Vice President, Cabinet Member, Supreme Court Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament, Chairperson. Header Senior Leader of a major religious eganiation, or the Flee. 19 CONFIDENTIAL S0NY_GM_00009480 19 EFTA01597643 UOileUJ4JUI1UnO)N Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source Transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No iuno»y 20 CONFIDENTIAL SDNY_GM_00009981 20 EFTA01597644 0O.1PUI10JVJ Wr10))11 RMA Domestic TRUST Your Account Account Number Account Title Montpelier Trust 155 Seaport Boulevard ATTN: Nutter McClennen & Fish LLP Account Address City, State zip Boston, MA 02210-2698 155 Seaport Boulevard ATTN Nutter McClennen and Fish LLP Boston, MA 02210-2695 Montpelier Trust a Cards and Checks for this account, if requested, will be mailed to this address: Primary Account Holder Disclosure of Beneficial Ownership UBS will not disclose your name, address and security position to issuers of any securities held in your Account. Margin If you did not choose Margin when you opened this account, you may ask to establish margin by contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your Account Opening Process package will govern your use of margin in this account and all other accounts you have now or may open in the future. No Cost Basis Method First In,First Out Features and Services Premier- RMA / BSA Account Objectives and Risk Profile Account Risk Profile Your answers to our pr0fili00 questions: Risk Tolerance Aggressive/Speculative High Risk Achieve capital appreciation (emphasis on growth of capital, not on income) Higher Fluctuations, Higher Returns Longer than 10 years (through several market cycles". No Investment Objective Risk/Return Objectives Investment Time Horizon a Short-Term Liquidity Needs Sweep Account Election a Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund RMA GOVERNMENT MONEY MARKET FD U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Please review the information about each of your accounts and notify your Financial Advisor immedatey if Lou haw any changes or corrections. For more information, pkwe refer to the UBS Deposit Account Sweep Program Disclosure Statement. Please note. the account Ask profik and investment Solve below are specific only to this account other accounts may have &fermi, account risk profiles and ;mermen! otreoves. Your Account Risk Profile for this particular account is defined as: Aggressive.. Wilting to accept h.gh risk to principal and high voLitibry to seek high returns over time. Different accounts may have different risk profiles Your Investment Objective Achieve Capita/ Appreciation: Investments seeking growth of prino'pal rather than the gmerarion of income. A senor polincal official is defined as a President or Via, President, Cabinet Member, Supreme Cowl Justice, member of the loin! Chiefs Staff, Member of Congress or a Parliament Chairperson. Meador Senior Leader eta major religious organb•ation, or the kke. 21 CONFIDENTIAL S0NY_GM_00009482 21 EFTA01597645 etwo ul IUno»y Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address RIMMIRMIISS Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account Anticipate withdrawing from account to pay/ transfer to third parties No No uoiletwolui iono),Nt 68371051_0028 22 683710SLDE00028_00028 CONFIDENTIAL SDNY_GM_00009983 22 EFTA01597646