EFTA Document EFTA01656432

FinCEN I Financial Crimes Enforcement Network WS Saws Depattmait ct the fi asco.), BSAR Transcript BSA: 31000092290333 and DCN: Filing Information Type of Report Initial Report Filing Date 09/07/2016 Received Date 09/07/2016 Entry Date 09/08/2016 Submission Method Electronic discrete filing Subject Information Subject 1 of 1 Indyke Role Subject Subject Type Purchaser/Sender Individual/Organization Individual Last(or Entity) Name Indyke First Name Darren Middle Name K Alternate Name(s) Alternate Name Darren K. Indyke PLLC Gender Type Male Date of Birth SSN/ITIN Forrn(s) of Identification Identification 1 of 2 Identification Type Driver's license/State ID Identification Number Issuing State Code NJ Issuing State New Jersey Issuing Country Code US Identification 2 of 2 Identification Type Other Identification Number 300503849 Other Text The Lawfirm's TIN Issuing Country Code US Address(es) Address 1 of 2 Address Type Subject permanent/mailing address Street Address City State Page 1 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose consistent with acrtnoal, tax. or regulatory nyestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctn analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without caw approval of the Director of Fnancial Craws Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may result in criminsi or civil sanctions. 666061160000 IS VSO EFTA01656432 FinCEN I Financial Crimes Enforcement Network United Scat Dcpattman of the Treasury BSAR Transcript BSA: 31000092290333 and DCN: Subject Information ZIP Code Country US US - Enhanced Address 2 of 2 Address Type Su ect • manent/mailin• address Street Address City State ZIP Code Country US US - Enhanced Occupation/Type of Business Attorney Corroborative Statement to Filer No Relationship to Reporting Instrtution(s) Institution TIN 134941247 Relationship of Subject Customer. Yes Affected Account(s) Account Number Financial Institution TIN 134941247 Suspicious Activity Information Amount Involved $11,500 Date or Date Range of Activity 07/20/2016 - 07/21/2016 Structuring Multiple transactions below CTR threshold Other. Customer advised he would structure chk cashing Financial instrument or payment mechanism Personal/Business check Activity Location Financial Institution Location 1 of 1 No Branch Activity Involved Yes Type of Financial Institution Depository institution Primary Regulator Federal Reserve Page 2 The enclosed mformatico was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive m nature and is to be treated accadingly. The information may be used only fa a purpose consistent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluctn analysis. to protect against ntemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crames Enforcement Network or he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. £E6061160000LE:VSB EFTA01656433 FinCEN I Financial Crimes Enforcement Network United Sums pepsintent of the Treasury BSAR Transcript BSA: 31000092290333 and DCN: Activity Location RSSD Number 214807 Legal Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Address where transaction occurred Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2858 10005-2858 - Enhanced Country US US - Enhanced Internal Control File Number SP 4267 Loss To Financial Institution $0 Filer Information Primary Regulator Federal Reserve Filer Name Deutsche Bank Trust Co. Americas EIN 134941247 Address Address Type Reporting party address Street Address 60 Wall Street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005-2868 10005-2868 - Enhanced Country US US - Enhanced Type of Financial Institution Depository institution RSSD Number 214807 Internal controVfile number SP 4267 Contact for Assistance Full Name AMLCentral Phone Number I Page 3 The enclosed reformation was caected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Deportment of the Treasury regOations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with acrmna tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucen analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crones Enforcement Networkor he authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. EE£06ZZ60000is ySO EFTA01656434 (:) FinCEN I Financial Crimes . Enforcement Network United SOWS peps (malt a 0.< I i couty BSAR Transcript BSA: 31000092290333 and DCN: Filer Information Phone Type I Work Law Enforcement Information No Law Enforcement Information Available Narrative Internal File Reference Number. SP 4267, Analyst - WJH Deutsche Bank Trust Company Americas ('DBTCA') is filing this SAR to report the check cashing activities of a Deutsche Bank Wealth Management ('WM') client which appear to have been structured in order to circumvent Currency Transaction Reporting ('CTR") reporting requirements. Background: Darren K. Indyke ("Indyke") is an attorney practicing law in the State of New York. Indyke maintains a WM business checking account as follows: Account Number. Open Date: 11/1/2013, registered as Darren K. Indyke PLLC, Indyke is the sole member and owner of the law firm. Indyke's personal residence is on record as WM account records indicate that Jeffrey Esptein ("Epstein"), of 6100 Red Hook Quarter B3, St. Thomas, US VI 00802, has appointed Indyke to act as agent for him. Epstein also maintains a WM checking account as follows: Account Number 35269691, Open Date: 03/08/2016, registered as Jeffrey Epstein, 6100 Red Hook Qtr, B3, Saint Thomas, United States Virgin Islands 00802-1348. On a monthly basis, Indyke has routinely cashed a S7,500 check drawn on Epstein's WM account at the WM Bank branch located at 345 Park Avenue, New York, NY. Occasionally, Indyke withdraws funds from his own accounts at the same time. DBTCA has previously filed CTRs on the cash withdrawal activities of Indyke exceeding $10,000 on 05/28/2014 and 02/16/2016. Suspicious Activity: Page 4 The enclosed eformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive st nature and is to be treated accoddingty The information may be used only for a purpose con3stent with a crime* tax. or regulatory eivestigation or proceeding. Of in the conduct of etelligence err counteretelligence activitiesoncludeg analysis. to protect against eternabonal terrorism. See 31 U.S.C. 5311. The information camel be further released. disseminated. dixIo--ed. or transmitted without pow approval of the Director of Feancial Cranes Enforcement Network or his authorized delegate- Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of par...sable criminal activity. akin to conklenbal inform ant tips_ Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. ECE06ZZ60000IX:Val EFTA01656435 FinCEN I Financial C United &t Depaionalc of the Treasury Crimes Enforcement Network BSAR Transcript BSA: 31000092290333 and DCN: Narrative According to the WM Bank Teller from 345 Park Avenue, on 07/20/2016, Indyke brought two (2) checks to the teller window: 1) Check number 1054 drawn on Epstein's WM checking account in the amount of $7,500, and 2) Check number 1045 drawn on Indyke's WM attorney business account in the amount of $4,000. Indyke presented the $7,500 check for cashing, and mentioned that he would be cashing the $4,000 check the next business day to 'avoid all the paperwork and going over his cash limit." On 07/21/2016, Indyke returned to the 345 Park Avenue Branch to cash check number 1045 in the amount of S4,000 drawn on his business account. Based on Indyke's statement and behavior, it appears that he purposely structured cash transactions in order to avoid the CTR requirement. Based on the activity described above, WM AML conducted a one-year historical review of the activity in Indyke's multi-account WM relationship, and did not identify any other instances of possible CTR avoidance. Further research indicated that Epstein, Indyke's client and source of funds for the $7,500 check, spent thirteen (13) months in a Florida State Prison after pleading guilty in 2008 to procuring an underage girl for prostitution. Indyke appears to represent Epstein in other legal matters, including his charitable endeavors. Epstein reportedly lives on a private island in St. Thomas, US Virgin Islands, and has homes in Manhattan and elsewhere. Epstein is a registered level three sex offender under Florida State law. Page 5 The enclosed nformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311, et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accordingly. The information may be used only for a purpose con ustent with a criminal, tax. or regulatory Awe:ligation 04 proceeding. Of in the conduct of altelligefICC err counterntelligence activitiesoncludng analysis, to protect against nternabonal terrorism. See 31 U.S.C. 5311. The information carnal be further released. disseminated. dixIo--ed. or transmitted without pith approval of the Director of Estancia Crates Enforcement Network or Ins authorized delegate Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pa:cable criminal achvity. akin to conklenhal informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. £££06ZZ600001£:VSB EFTA01656436