EFTA Document EFTA02189550

To: Chris O'Neil From: Sent ue PM Subject Re: Fund Investment Confirmation Perfect thx Sent via BlackBerry by AT&T From: "Chris O'Neill" Date: Tue, 19 Apr 2011 To: Cc: lie Wr Subject: RE: Fun nvestment on nation Perfect, I'll be home Thursday and swinging by the office Friday, so either way, we'll get them. Thanks chris From: Sent: Tuesday, April 19, 2011 11:41 AM To: Chris O'Neill Cc: Ike Groff Subject: Re: Fund Investment Confirmation Hi Chris. 1 am Fed Ex'ing you our does (3 day super saver) Tracking # 8653 1039 6117. With the holidays, not exactly sure if you will receive Friday...could be Monday. Thanks, Lesley On Apr 18, 2011, at 5:20 PM, Chris O'Neill wrote: Christine A. O'Neill President Financial Solutions Accounting & Administrative Services. Inc. EFTA_R1_00888210 EFTA02189550 www.hnancia -so ution.net The address above is good, US mail use the PO box overnight use the street address. Thanks! chris From• Sent: Monday, April 18, 2011 11:56 AM To: 1 Sub Hello Chris. Can you please give me the address of where we should send the complete set of does? Thanks, On Apr 15, 2011, at 9:58 AM, < > wrote: Looking at the Subscription Agreement, there are questions to be answered with check marks starting on EFTA_R1_00886211 EFTA02189551 page 17. If you could send me the whole Subscription Agreement, the filled out W-9 (I don't need the instruction pages on that), the authorized signatures page, and The Anti-Money Laundering Supplement (along with a photocopy of a license or passport, and a utility bill documenting your address), that will do the trick. It's a lot but at least it's not the whole thing, we don't need the LPA Agreement. Thanks a lot, when I get the .pdf of the forms, I'll go over them, and let you know they are all set. Thanks chris Christine A. O'Neill President Financial Solutions Accounting ee Administrative Services, Inc. Privacy Reminder! In compliance with new Massachusetts regulations, Please Remember when sending Sensitive data to us, to either encrypt attached tiles, and call us with the password, fax the document to us, or send through your own secure email system. From: Ike Groff [mailto....1 Sent: Friday, April 15, 2 To: Cc: Subject: RE: Fund Investment Confirmation Hi Chris I am ready to send. Should I just scan page 30 on of the sub docs since that is we began filling in information or do you want the entire document? From: Sent: To: Ike Groff EFTA_R1_00886212 EFTA02189552 Cc: 'Lesley Groff Subject: RE: Fund Investment Confirmation Sounds good, I'm here until 5pm, and back in by around 7:30 am tomorrow. Christine A. O'Neill President I . • I ' & Administrative Services, Inc. Privacy Reminder! In compliance with new Massachusetts regulations, Please Remember when sending Sensitive data to us. to either encrypt attached files, and call us with the password, fax the document to us, or send through your own secure email system. From: Ike Groff [mailto: Sent: Thursday, April 14, 2011 2:33 PM To: Cc: Subject: RE: Fund Investment Confirmation Yes that is what we will do. I may have my wife touch base with you just to see what pages you actually need. From: [mailto Sent: ' Lir say, April 14, 2011 2:32 PM To: Ike Groff Subject: RE: Fund Investment Confirmation Ike, If you have the ability to scan and email them that will be great, might make it easier on you. Then you can pop the hard copies into the regular mail. EFTA_R1_00886213 EFTA02189553 Whatever works best for you thanks chris Christine A. O'Neill President Financial Solutions Accounting & Administrative Services, Inc. Privacy Reminder! In compliance with new Massachusetts regulations, Please Remember when sending Sensitive data to us, to either encrypt attached files, and call us with the password, fax the document to us, or send through your own secure email system. From: Ike Groff [mailto: Sent: Thursday, April 14, To: Cc: Lesley Groff (! Subject: RE: Fund Investment on irmation I will get you info tomorrow. I missed a signature page and my wife has the docs as she was doing here signatures ect From: Sent: Wednesday, April 13, 2011 2:33 PM To: Ike Groff Subject: RE: Fund Investment Confirmation I EFTA_R1_00888214 EFTA02189554 Thanks Ike, I will let you know if there is anything missing, or anything once I get them. Great timing! And, I will have email access the week I'm out, just have to go look at where I'll be sending my daughter, and my money! So please give a shout if you need me. thanks chris Christine A. O'Neill President Financial Solutions Accounting & Administrative Services, Inc. Privacy Reminder! In compliance with new Massachusetts regulations, Please Remember when sending Sensitive data to us, to either encrypt attached tiles, and call us with the password, fax the document to us, or send through your own secure email system. From: Ike Groff [mailto: Sent: Wednesday, April 13, 2011 2:25 PM To: 1 1 SubPRIERMRPRIEPRIMPRIPPEonfirmation I actually just went over them today with my CFO. I will get them signature by my wife tonight and send to you tomorrow or Friday morning at the latest. From: mai Ito: Sent: Wednesday, April 13, 2011 2:23 PM To: Ike Groff Subject: RE: Fund Investment Confirmation EFTA_R1_00886215 EFTA02189555 Mr. Groff. Just wanted to let you know I have not yet seen the paperwork referenced below. We still have two and a half weeks until May 1st subscriptions, but I wanted to give you a quick "heads up", as I am on vacation next week, and I am closing the office for the week. It's been a long tax & audit season, and next week is the school vacation for everyone's children, and my staff all deserve a break. I will be able to check my emails nightly and respond, I'm taking my daughter to look at colleges - four schools, four states, four days. So I will be driving a lot, and not able to check emails mid-day, but I will check in every evening, and get back to you should you need me. I am leaving at 2pm on Friday 4/15/11 and I will be back in the office on 4/25/11. Please shoot me an email if you need me, and I will get back as quickly as possible. Thanks very much. Chris Christine A. O'Neill President Financial Solutions Accounting & Administrative Services. Inc. Privacy Reminder! In compliance with new Massachusetts regulations, Please Remember when sending Sensitive data to us, to either encrypt attached files, and call us with the password, fax the document to us. or send through your own secure email system. From: Ike Groff [mailto: Sent: Tuesday, March 29, 2011 11:45 AM To: Nathaniel August Cc: Sub! : : tu w menConfirmation EFTA_R1_00886216 EFTA02189556 $250k is what I would like to invest. I will get these back to you in the next few weeks. Also Nathaniel to you have any date in the next three weeks where I could come down and sit with you to learn more about you process and positions. Ike From: Nathaniel August [mailtoill. Sent: Tuesday, March 29, 2011 To: Ike Groff Cc: Subje : un nves l ien on irmation Dear Ike, We are in the process of confirming subscription requests for May ls'. I believe that you had indicated that you would like to invest $250,000. It would greatly help our capital planning if you could please confirm this. Concurrent with your addition, if you could please fill out the fund subscription documents (included as an attachment) and return it to our administrator, Chris O'Neill (copied on this email), that would be great. Her contact information is: Christine A. O'Neill President Financial Solutions Accounting & Administrative Services, Inc. Please let me know if you would prefer not to invest in the fund as there are several other people we have asked to wait that could invest sooner should you not wish to invest. Thank you, Nathaniel Nathaniel August EFTA_R1_00886217 EFTA02189557 Portfolio Manager Mangrove Partners email: naueust@maneroveoartners.com This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachments) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at or by replying to this e-mail and delete the e-mail and any attachments) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachment(s) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at or by replying to this e-mail and delete the e-mail and any attachments) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but Is not guaranteed to be accurate or complete. This Information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both Incoming and outgoing messages. Use by other than the intended recipients is prohibited. This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which It Is addressed. If you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachments) is strictly prohibited. If you have received this e-mail in error please immediately notify the sender at by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial Instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, LLC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. EFTA_R1_00886218 EFTA02189558 This e-mail and any files transmitted with it are confidential and intended only for the person or entity to which it is addressed. II you are not the intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachments) is strictly prohibited. If you have received this email In error please immediately notify the sender at ar by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a financial promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but Is not guaranteed to be accurate or complete. This Information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial Instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners. LIC may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. This e-mail and any files transmitted with it are confidential and Intended only for the person or entity to which It Is addressed. If you are not the Intended recipient, you are hereby notified that any dissemination, distribution or copying of this e-mail and any attachments) is strictly prohibited. If you have received this e-mail in error please Immediately notify the sender at or by replying to this e-mail and delete the e-mail and any attachment(s) from your system. Nothing herein shall be construed as a inanca promotion to any person or persons, or a solicitation or recommendation to buy or sell any security or other investment or to engage in any trading strategy. Information presented is from sources believed to be reliable, but is not guaranteed to be accurate or complete. This Information should not be taken as an offer nor as a solicitation of an offer to buy or sell securities or other financial Instruments. Email transmission cannot be guaranteed to be secure, timely or error free. Tourmaline Partners, 11C may review and store both incoming and outgoing messages. Use by other than the intended recipients is prohibited. EFTA_R1_00886219 EFTA02189559