EFTA Document EFTA01268370

From: fiatadiabb To: Chad idalli1000 Cc: Jeanne Brennan: Aloha Group Capital Subject: Re: SF LLC Date: Friday, May 31. 2019 11:11:53 AM thank you very much.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On May 31, 2019, at 10:58 AM rote: Hey Rich, I'm already on it, been working with my back office for 45 minutes. Found the person that processed it incorrectly, they are now in the process of correcting it. Give me until 12 pm est, and I'll give you a call to status, or I'll call you before then if it is resolved faster than that. I apologize for the inconvenience, I tried to avoid this potential issue by getting ahead of it yesterday. I'll get it taken care of, no worries. Chad Markland Senior Financial Consultant www.tdamoritrade corn <image001.png> Member FINRAlSlPONFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, CONFIDENTIAL SDNY_GM_00012285 EFTA_00122935 EFTA01268370 to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn [main(); Sent: Friday, May 31, 2019 9:54 AM To: Markland, Chad W Subject: Re: SF LLC <-WRD000.jpg> Move to Delete From: 867730320zjDate: 05/31/19 9:53 A i see that only 3,000 of 3,000, please advise thank you rich Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 Download I Print I New window AMMessage available until 05/30/21. 000 quantity was transferred On Ma 30 2019. at 11:44 AM. wro e: Hey Rich, I confirmed with my back office and transfers team, no issues so far with the DTC transfer request submitted 05/29/19. I also had them a note to clarify the quantity just to make sure, but per usual I will keep an eye on it for you now that I'm in the office today and tomorrow. The expectation is that they should get it moving this afternoon. Feel free to let me know if you have any other questions around it. As a heads up, there is a tiny amount of cash still in the account as well (from interest that posted the same CONFIDENTIAL SONY_GM_000 12286 EFTA_00122936 EFTA01268371 day the wire of the cash went out). Thank you, Chad Markland Senior Financial Consultant www.tdameritrade corn <image001.png> Member FINRA'SIPCNFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 CONFIDENTIAL SDNY_GM_000 12287 EFTA 00122937 EFTA01268372 CONFIDENTIAL - EFTA,122938 EFTA01268373