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sd-10-EFTA01268474Dept. of JusticeOther

EFTA Document EFTA01268474

From: thatBdia00 To: Cc: Jeanne Brennan Subject: Re: TD Ameritrade Date: Tuesday. May 14. 2019 1028:40 AM Can you please call me between l-2pm on my cell to verify. Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York. NY 10022 On Ma 14 2019 at 10:24 AM < > wrote: Hey Rich, I received your email, but when sending to me directly and not through the secure message center in the account, I have to verify it was you that sent it in on a recorded lin

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sd-10-EFTA01268474
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From: thatBdia00 To: Cc: Jeanne Brennan Subject: Re: TD Ameritrade Date: Tuesday. May 14. 2019 1028:40 AM Can you please call me between l-2pm on my cell to verify. Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York. NY 10022 On Ma 14 2019 at 10:24 AM < > wrote: Hey Rich, I received your email, but when sending to me directly and not through the secure message center in the account, I have to verify it was you that sent it in on a recorded lin

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From: thatBdia00 To: Cc: Jeanne Brennan Subject: Re: TD Ameritrade Date: Tuesday. May 14. 2019 1028:40 AM Can you please call me between l-2pm on my cell to verify. Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York. NY 10022 On Ma 14 2019 at 10:24 AM < > wrote: Hey Rich, I received your email, but when sending to me directly and not through the secure message center in the account, I have to verify it was you that sent it in on a recorded line (despite our conversation yesterday morning about it). Then I will be happy to forward it for processing. Just need a quick call from you when you get a moment. If you need to schedule it between things you have today, just let me know what time would be best for me to call you. Thank you, Chad Markland Senior Financial Consultant www.tdameritrade.com <image001.png> Member FINRAJSIPC4NFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at immediately. This should not be deemed as an offer or solicitation, CONFIDENTIAL SDNY_GM_000 12440 EFTA_00 123083 EFTA01268474 to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. CONFIDENTIAL SDNY_GM_00012441 EFTA_00 I 23084 EFTA01268475

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From: To: Cc: Subject: Date: Picharsthabo Jeanne Brennan Re: TD Ameritrade Tuesday. February 5. 2019 2:25:07 PM lets talk tomorrow about transfer of assets additionally does TD have the capacity to sell these bonds: Citibank Preferred Ser K 6.875% JP Morgan Chase 7.9% Pfd 4/30/2049 how is 10am EST to talk? thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jan 22, 2019, at 5:14 PM, Hey Rich, No worries, what would be a good time

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