EFTA Document EFTA01279709

WRAP UP FLOWCHART COMPANY NAME: ACCOUNT NUMBER: DOC TRAK NUMBER: Pricing Review (pre-doc) Tax Review (pre-doc) EMG Review Rate Lock Info LKE pool approved by pricing Checks Mailed Out Wire Sent Credit DDA Account General Ledger Account LJCC's Mailed Out Titles 8038 -G (municipal) Sent to Operations Sent to Vault Disposal Remarketing Rep Requiro Scientia LLC 9523 Name and Date Completed rate lock= Y N PD AAA vti READY TO SCAN I DOCUMENTATION SPECIALIST NATASHA GIVENS SALES REP Rob Hagan SET UP REVIEW DOCUMENT REVIEW FUNDING REVIEW Need by: [repeated 3 times] Review by: Date: ' Review by- Date: Review by: g it( Date: ii.stut t'b N% CM( of -title be £' t, chi ant{ Cairo.% Criiv2t1 (CCA CONFI /r2Vt.i. 4\AA'L .5) Pr; c.vs- $3'(`-f) 2.57, ti'7 JS. t3Cr;‘?°0 tt,i,k4- LH() Atilt ,ze -7.e- 1 v-‘41.eve-YIG,c o chirk GM 00029810 errs i»iuu~ EFTA01279709 Commercial Loan Checklist - Equipment and Vehicles (updated Nov 2013) CUSTOMER (complete legal name): CCAN: ACCOUNT NUMBER (include last 3 digits identifying schedule): Requiro Scientia LLC NEW 4; 011 _ Material needed to complete deal processing Req ed ecei 'ed 7 - . Co m msfi ts : Organization Name and Good Standing Verification Required tia borrower an all corpora 6 guar tors; Sec of Stall/111m F-4 Blue Funding Memo/Credit Approval, signed lin trl Covenants:Ye r(Standard (A1201Q45 day) Financial Reporting Total S ArpounAf all Filth 1 "rd Bancorp Commitments: 1 . - d, 1 , B ue expiration Credit Approver/ authority level 0 ‘)C,„ _;'S ,,,') INac.•; a ts t i...: C.-NI` Commercial/Sponsorship Approver/authority level l.ki:,,, % oaCt, - I I3E j tc 'e` 2 -t' _ : 1 Is a Confidentiality Agreement signed? . -- Yes/No we agree not to disclose information about customer/vice versa Equipment Mgmt Group (EMG) Residual Evaluation \Z Used > SI 00K but not required if used portion is less than 10% of funding amt. CIP Checklist — — If new commercial customer (not o AFS r In folease) Background Cheek/Articles °V Incorporation/Partnership Agreement If new Borrmv er with aggregate cxp greater than SI million/By-Laws or Operating Agreement if Articles are not available Venue / Choice of Law insert (for NY and AL deals) -- It 5/3 Equip Finance Company, & New York or Alabama -forms Nary Lease Line of Credit Log — Proof of Insurance - request early \ Prop ty certificate Iv/ 5/3 as loss payee. Expiration date. / / ig Corporate Resolution \ 7 date f R tutiorts and datc si e Trius be on _before LSA dat Sit,,n : 1 Corporate Resolution for Guarantor 1.( Authorized signers: k)ArACA" 1, CX Q. iz, ___,,43,-we 06, c,e0 Guaranty Agreement (circle Limited or Unlimited) V V , List neye: .d. ...\ v f')jiAnrs date yEv after t(sloops Swap Guaranty Notification Letter -- For New Notes 4/I/13 & Forward, if SWAP exclusion not in Master-floating rate loans with guarantors Loan and Security Agreement or Master LSA `/ (M)L5A dated: -- .../// Non-Standard (5%, 10 days) laic fees: Promissory Note 17 Terms/Structure; Loan Acceptance Certificate — Note: not required if Master Loan is in place (in section 5 of MLSA) Landlord Waiver _—. equipment that is attached to property not belonging to customer Pay Proceeds Letter / compare to pR5, to aggregate invoices per payee, to local invoices to Total_ Promissory Note ammint, and to Wire/c_hc_ck_request Auto BillPayE Activation Form N/ has newest form been sent-new form for every note UCC Lien Sea - reatiest early -2(- 4 k 4' ck VI Vvt r 1 EL- LICC-3 release or subordination (if necessary) UCC-1 Filingireouired unless all collateral is titled) date filed: Assignment of contracts (between Borrower and third party) Subobligor (long-term): 5/3 UCC I Notifications If 3rd party sub-obligor on non-titled equipment Subobligor: copy of 3rd party lease/rental agmt (obtain subobligor does for long-term [one year or more] sub-agrecments, Subobligor: Assignment and Consent Agmt Subobligor (long-term): UCC-1 filing by lessee against subobligor (Doe Specialist to obtain from customer) , / if subagreement is to a non-R4Ated party. Lessee as secured party; subobligor _third as debtor. Subobligor (UT): UCC Assgnmt.frorn lessee to 5/3rd. r / / Our customer as Secured Party, assigning to FM Third as secured party. Pricing Output (SuperTrump) N., Invoice(s), with applicable serial / VIN numbers compare invoices info to prior draws, etc. . 11 "sold to name s/be Borrower, or use Bill of Sale to transfer to customer -N" 4rec.: 1k), Ce Ai Proof of Payment (if reimbursing customer) (examples: front & back of candelled check; vendor confirm letter) n6 __ (I-IL- Copy of Title/MSO/ Certificate of Origin (for titled collateral such as trucks, trailers, over-the-road tractors) Trade Credit Agreement CW c cA^A.c.. , 0— t-DP-101 ,C Q--V —A customer wants to book but equipment that is not ready-vendor agrees to release rights, etc. We agree to pay vendor upon completion. Progress Pavnlept Agreement 1 Amendments: (explain in comments) 4 \ 0 (IAA 'MIA C,i)-Ore P1.0\--, , At, fpfn.no-e, LC Pit CONFIDENTIAL SDNY_GM 00029811 EFTA01279710