EFTA Document EFTA01283085

SOUTHERN FINANCIAL LLC KS ; SONY_GM_00038769 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001593 EFTA_00149378 EFTA01283085 eutsche an Private Vlleillth Ma nag °Men t Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 21 / 1)' In connection with any recommonded2 transaction or investment strategy by Deutsche Bank Securities Inc. (OBSII or its Client Advisors. the undersigned admowledges on behalf of the Institution named below that: I. It is an Institutional Account as defined in ANRA Rule 4512(0)3; namely, K e) A bank, savings and loan association, Insurance company, or registered investment company EZI bi An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or with a state securities commission (or any agency or office performing like functions) c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least $50 million as of the date of this Certification (whether such assets are invested for such person's own account or under management for the account of others). IMPORTANT: You must select one of the above II. It (1) is capable of evaluating investment risks independently, both In general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent Judgment in evaluating the recommendations of Deutsche Bank Securities Inc. or its associated persons, UhleS8 it hes otherwise notified Deutsche Bank Securities Inc. in writing; Itl. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account if anything in this Ceniticato ceases to be true; IV. He or she is authorized to sign on behalf of the Institutional Account named below. By signing this Certificate, the undersigned affirms that the.above statements are accurate but does not waive any rights afforded under U.S. federal or stole securitiee laws, including without limitation, any rights under Section 10(b) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. NOTE: This Certificate shall apply with respect to all recommended transactions end investment strategies involving securities that are entered into by the "Institutional Account" named in this Certificate, whether for the account of such Institutional Account or for the account of any beneficial owner that has delegated decision making authority to such Institutional Account. Southern Financial Lt.0 Jeffrey Epstein Institutional Account Name M.Cc itr of Authorized Name of Authorized Signatory Account Number Signature of Auth sized Signatory Date Southern Trust Company Inc. Institutional Account Name PV Jeffrey [-Peter ..---Nafflifof Authorized Signatory Till Authorized Sign - Account Number Ignetyre of Authorized a Date Client Advisor Signature Avuleblo et http://www.linroOtoanautilY 'As defined in FINRA Ruin ( \'2,M Date /C 1 n intitem4:009 ottMeOttelt SONY_GM_00038770 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001594 EFTA_00 149379 EFTA01283086