EFTA Document EFTA01283124

SOUTHERN FINANCIAL LIC N4G024943 N4G023812 N4G025098 N4G025106 N4G025114 N4G023804 N4G025080 N4G026161 N4G024968 N4G024980 N4G024935 N4G025403 1111111EN 11111 KS SONV_GM_ODD38822 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0001646 EFTA_0()I4943 I EFTA01283124 Nut Ct 0)4 9 (+3 NI% e2n.s• io6 Kgi-Ce O.1S 811' N%1 Oa I 14- 1Q4(4 nc" Nt‘-(A caV18)(t Deutsche Bank Private SIVoilith Managorilent 0 4 0 kiodo 67(tG, 01. 6 10 l•Ptc,t 0)-00 W%(n NAV° Mein 0 lek 139 N4-6 04 Vial Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 21 / 1)' In connection with any recommended= transaction or investment strategy by Deutsche Bank Securities Inc. (OBSI) or its Client Advisors. the undersigned admowledges on behalf of the Institution named below that: I. It is an Institutional Account as defined in ANRA Rule 45*(2(0)3; namely, K a) A bank, savings and loan association, Insurance company, or registered investment company 0 bl An investment adviser registered either with the Securities and Exchange Commission under Section 203 of The Investment Advisers Act of 1940 or witha state securities commission (or any agency or office performing like functions) c) Any other entity (whether a natural person, corporation, partnership, trust, or otherwise) with total assets of at least $50 million as of the date of this Certification (whether such assets are invested for such person's own account or under management for the account of others). IMPORTANT: You must select one of the above II. It (11 is capable of evaluating investment risks independently, both In general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent Judgment in evaluating the recommendations of Deutsche Bank Securities Inc. or Its associated persons, unless it has otherwise notified Deutsche Bank Securities Inc. in writing; • • Itl. It will notify the Deutsche Bank Securities Inc. Client Advisor servicing the Institutional Account if anything in this Ceniticato ceases to be true; IV. He or she is authorized to sign on behalf of the Institutional Account named below. By signing this Certificate, the undersigned affirms that the.above statements are accurate but does not waive any rights afforded under U.S. federal or stale secuntiee laws, including without limitation, any rights under Section 10(b) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder. NOTE: This Certificate shall apply with respect to all recommended transactions end investment strategies involving securities that are entered into by the "Institutional Account" named in this Certificate, whether for the account of such Institutional Account or for the account of any beneficial owner that has delegated decision making authority to such Institutional Account. Southern Financial lie Institutional Account Name Ct sr— of Authorized Signature of Auth Jeffrey Etteteln Jeffrey Epstein Name of Authorized Signatory Account Number Date Southern Trust Company Inc. Institutional Account Name Tel Authorized Sign igneture of Autttorized a Client Advisor Signature 'Ayala's at http:iiveww.linre.OFORMdFIN 'As defined in FINRA Ruin Narita of Authorized Signatory osl 11•PWM•0309 011098.041612 S0NY_GM_000 38823 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001647 EFTA_00149432 EFTA01283125