EFTA Document EFTA01297264

rdc - Deutsche Bank Private Bank Alert Batch Date: 6/16/2017 Alert Date: 6/16/2017 Added to Monitoring: 06/1612017 Person Name: Richard Kahn Address: UNITED STATES Tracking ID: Date of Birth: Reporting ID: Alerted Entity tt 1 of 2 Risk Priority: Critical Alen ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12