EFTA Document EFTA01298802

Mayur Rathod From: Bradley Gillin Sent: Monday, November 05, 2018 7:34 PM To: Alka Babu Cc: Mayur Rathod; Vijay-A Sawant; Vinita Advani; Stewart Oldfield; Richard larossi Subject: RE: Hyperion Air LLC - KYC [I] Importance: High Classification: For Internal use only Both were previously answered. Lawrence is not a signer (as per my email below), he is a legal rep. We spoke to the family office on Nov 1 to confirm no material changes. Regards, Brad From: Alka Babu Sent: Monday, November 05, 2018 7:43 AM To: Bradley Gitlin Cc: Mayur Rathod Subject: RE: Hyperion Air LLC - KYC [II ; Vijay-A Sawant Vinita Advani Classification: For Internal use only Hi Brad, Thank you for the attachment (ID for Lawrence Visoski) you forwarded. Now the only remaining ones for this case are as below. Please refer to the font in black as that is the rejection points : • Please provide evidence of or a case comment regarding confirmation from the client that the information on the KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed). The comment must include the name of the person spoken with and date this conversation occurred. (The attached internal email does not meet this requirement.) — No material confirmation email was attached to the KYC but will not suffice as per AFC. They need evidence of client (person) & date +confirming no material changes. • Please attach evidence of signing authority (Corporate authorization) for the brokerage account off. Epstein Virgin Islands Foundation In., rantin signing auth for Erika Kellerhals. — Will need DB Corporate Resolution for this brokerage account Kind regards, 1 SDNY_GM_00064026 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026851 EFTA (K) 174532 EFTA01298802 Alka Babu KYC Case Representative Deutsche dB Centre Private limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gor a, India Tel Mo From: Vijay-A Sawant Sent: Monday, November 05, 2018 11:25 AM To: Alka Babul Subject: FW: Hyperion Air LLC - KYC [I] Importance: High From: Bradley Gillin Sent: Friday, November 02, 2018 10:43 PM To: Vijay-A Sawant Cc: Stewart Oldfield Subject: Hyperion Air LLC KYC [I] Importance: High Classification: For Internal use only Vijay, See below. Richard larossi (4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initial manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current management for this entity. - Please provide evidence confirming if Lawrence Visoski is still the initial manager at Hyperion Air LLC. We have re-checked the repositories and didn't find anything for this. o Add as RP (legal rep): • See Attached Passport • SSN: Regards, Brad 2 SDNY_GM_00064027 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0026852 EFTA_00 I 74533 EFTA01298803 Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th A New York. NY 10154 Tel. Fax Em Securities offered through Deutsche Bank Securities Inc. 3 SDNY_GM_00064028 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026853 EFTA_OOI 74534 EFTA01298804