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sd-10-EFTA01299405Dept. of JusticeOther

EFTA Document EFTA01299405

n Current Classification: (click here for help) Internal 71:7<a>, Fw: Epstein [I] Amanda Kirby to: Armen Brash 08/20/2013 09:18 AM Classification: For internal use only Forwarded by Amanda Kirbyldb/dbcom on 08/20/2013 09:18 AM -- From: rautikerisMh/dhcomaDBAMERICAS To: Date: 05/15201312:15 PM Subject Fw: Epstein II] Classification: For internal use only 114 Paul Morris Managing Director Deutsche Bank Asset 8 Wealth Management 345 Park Avenue, 27th Floor Forwarded by Paul Morri

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sd-10-EFTA01299405
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n Current Classification: (click here for help) Internal 71:7<a>, Fw: Epstein [I] Amanda Kirby to: Armen Brash 08/20/2013 09:18 AM Classification: For internal use only Forwarded by Amanda Kirbyldb/dbcom on 08/20/2013 09:18 AM -- From: rautikerisMh/dhcomaDBAMERICAS To: Date: 05/15201312:15 PM Subject Fw: Epstein II] Classification: For internal use only 114 Paul Morris Managing Director Deutsche Bank Asset 8 Wealth Management 345 Park Avenue, 27th Floor Forwarded by Paul Morri

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n Current Classification: (click here for help) Internal 71:7<a>, Fw: Epstein [I] Amanda Kirby to: Armen Brash 08/20/2013 09:18 AM Classification: For internal use only Forwarded by Amanda Kirbyldb/dbcom on 08/20/2013 09:18 AM -- From: rautikerisMh/dhcomaDBAMERICAS To: Date: 05/15201312:15 PM Subject Fw: Epstein II] Classification: For internal use only 114 Paul Morris Managing Director Deutsche Bank Asset 8 Wealth Management 345 Park Avenue, 27th Floor Forwarded by Paul Morrisidlarclbcom on 05/15/2013 12:15 PM -- From. Chip Packard/dbfdbcom To Paul Monis/db/dbcom, Cc Patrick Harrisrdbldbcom Date 05114/2013 06:42 PM Epstein II) Subject Classification: For internal use only Spoke with both Caruso and Polizzotto. Neither suggest this requires rep risk and we can move ahead so long as nothing further is identified through KYC and AML client adoption. Chip Packard Managing Director Co-Head, Wealth Management Americas n tr h^ A 1"mnr1‘Ar Ith Management SDNY_GM_00065358 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0028183 EFTA_00 175858 EFTA01299405 Securities offered through Deutsche Bank Securities Inc. SDNY_GM_00065359 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0028184 EFTA_00I 75859 EFTA01299406

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Classification: For internal use only fyi Paul Morris Managing Director Deutsche Bank Asset & Wealth Management New Y ---- Forwarded by Paul Morrisklb/dbcom on 05/15/2013 1215 PM --- From Chip Packard/db/dbcom To: Cc Date Subject Paul Morris/db/dbcom. Patrick Harns/db/dbcom 05/14/2013 06:42 PM Epstein (I] Classification: For internal use only Spoke with both Caruso and Polizzotto. Neither suggest this requires rep risk and we can move ahead so long as nothing further is identifi

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